8th Jul 2011 11:37
TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
SVG Capital plc
2. Reason for the notification
(please place an X inside the appropriate bracket/s):
An acquisition or disposal of voting rights: (X)
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: ( )
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments: ( )
An event changing the breakdown of voting rights: ( )
Other (please specify) ( )
3. Full name of person(s) subject to notification obligation:
Schroders plc
4. Full name of shareholder(s) (if different from 3) :
5. Date of transaction (and date on which the threshold is crossed or reached):
05 July 2011
6. Date on which issuer notified:
07 July 2011
7. Threshold(s) that is/are crossed or reached:
11% to 10%
8. Notified Details:
A: Voting rights attached to shares
Class/type of shares if possible use ISIN CODE | Situation previous to the triggering transaction | |
Number of shares | Number of voting rights | |
Ordinary Shares GB0007892358 | 33,056,183
| 30,025,797 |
Resulting situation after the triggering transaction
Class/type of shares if possible use ISIN CODE | Number of shares | Number of voting rights | % of voting rights | ||
Direct | Direct | Indirect | Direct | Indirect | |
Ordinary Shares GB0007892358 | 32,930,649 | 12,674,816 | 17,225,447 | 4.083% | 5.549% |
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument | Expiration date | Exercise/conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/ converted) | % of voting rights |
N/A |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument | Exercise price | Expiration date | Exercise/conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/ converted) | % of voting rights | |
Convertible Bond |
05/06/2016 |
N/A |
2,357,253 | Nominal | Delta | |
0.759% | ||||||
Total (A+B+C)
Number of voting rights | % of voting rights |
32,257,516 | 10.392% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable :
·; Schroder Investment Company (Guernsey) Limited: 12,674,816 4.083% |
·; Schroder Investment Management Limited: 15,894,321 5.120% |
·; Schroder & Co. Limited: 2,947,841 0.950% |
·; Schroders (CI) Limited: 740,538 0.24% |
10. Additional information:
The shares referred to in section 9 are held in portfolios managed by those firms on a discretionary basis for clients under investment management agreements.
11. Contact name:
Stuart Ballard
12. Contact telephone number:
020 7010 8935
13. Additional Information:
Date: 08 July 2011
Related Shares:
Schroders