2nd May 2013 09:40
TR-1[i]: notification of major interests in shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached[ii]: | NORTH RIVER RESOURCES PLC | ||
2. Reason for the notification (please tick the appropriate box or boxes) | |||
An acquisition or disposal of voting rights | X | ||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
An event changing the breakdown of voting rights | X | ||
Other (please specify):___________________________________________ | |||
3. Full name of person(s) subject to the notification obligation[iii]: | David Christian Steinepreis | ||
4. Full name of shareholder(s) (if different from 3.)[iv]: | See 9 | ||
5. Date of the transaction (and date on which the threshold is crossed or reached if different)[v]: | 30 April 2013 | ||
6. Date on which issuer notified: | 2 May 2013 | ||
7. Threshold(s) that is/are crossed or reached: | 5.08% | ||
8. Notified details: |
| ||
1.
1. 1. 1.
A: Voting rights attached to shares | |||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the Triggering transaction [vi] | Resulting situation after the triggering transaction[vii] | |||||
| Number of Shares | Number of Voting Rights viii | Number of shares | Number of voting rights ix | % of voting rights | |||
| Direct | Direct x | Indirect xi | Direct | Indirect | |||
Ordinary | 21,558,700 | 21,558,700 | 50,130,129 | 50,130,129 |
| 5.08% | 5.08% |
B: Financial Instruments | ||||
Resulting situation after the triggering transaction xii | ||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period/ Date xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
|
|
|
|
|
Total (A+B) | |
Number of voting rights | % of voting rights |
50,130,129 | 5.08 |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable xv: |
Ascent Capital Holdings Pty Ltd - 7,658,666 shares David Steinepreis - 7,633,373 shares Linda Steinepreis - 1,266,667 shares Mansmar Investments Pty Ltd - 1,000,000 shares N&J Mitchell Holdings Ltd (Steinepreis Superannuation Fund) - 2,000,000 shares N&J Mitchell Holdings Ltd (Ord Street Properties) 2,000,000 shares Pelamis Investments Limited - 28,571,429 shares |
Proxy Voting: | |
10. Name of the proxy holder: |
|
11. Number of voting rights proxy holder will cease to hold: |
|
12. Date on which proxy holder will cease to hold voting rights: |
|
13. Additional information: |
|
14. Contact name: | David Steinepreis |
15. Contact telephone number: | + 44 7913 402 727 |
[i] This form is to be sent to the issuer or underlying issuer and to be filed with the competent authority.
[ii] Either the full name of the legal entity or another method for identifying the issuer or underlying issuer, provided it is reliable and accurate.
[iii] This should be the full name of (a) the shareholder; (b) the person acquiring, disposing of or exercising voting rights in the cases provided for in DTR5.2.1 (b) to (h); (c) all the parties to the agreement referred to in DTR5.2.1 (a), or (d) the direct or indirect holder of financial instruments entitled to acquire shares already issued to which voting rights are attached, as appropriate.
In relation to the transactions referred to in points DTR5.2.1 (b) to (h), the following list is provided as indication of the persons who should be mentioned:
- in the circumstances foreseen in DTR5.2.1 (b), the person that acquires the voting rights and is entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration the voting rights;
- in the circumstances foreseen in DTR 5.2.1 (c), the person holding the collateral, provided the person or entity controls the voting rights and declares its intention of exercising them, and person lodging the collateral under these conditions;
- in the circumstances foreseen in DTR5.2.1(d), the person who has a life interest in shares if that person is entitled to exercise the voting rights attached to the shares and the person who is disposing of the voting rights when the life interest is created;
- in the circumstances foreseen in DTR5.2.1 (e), the parent undertaking and, provided it has a notification duty at an individual level under DTR 5.1, under DTR5.2.1 (a) to (d) or under a combination of any of those situations, the controlled undertaking;
- in the circumstances foreseen in DTR5.2.1 (f), the deposit taker of the shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion;
- in the circumstances foreseen in DTR5.2.1 (g), the person that controls the voting rights;
- in the circumstances foreseen in DTR5.2.1 (h), the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion.
[iv] Applicable in the cases provided for in DTR 5.2.1 (b) to (h). This should be the full name of the shareholder or holder of financial instruments who is the counterparty to the natural person or legal entity referred to in DTR5.2.
[v]
Related Shares:
NRRP.L