9th Sep 2024 09:34
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0007099541
Issuer Name
Prudential Public Limited Company
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
UBS Group AG - Investment Bank & Global Wealth Management
City of registered office (if applicable)
London
Country of registered office (if applicable)
United Kingdom
4. Details of the shareholder
Name | City of registered office | Country of registered office |
UBS AG | London | United Kingdom |
5. Date on which the threshold was crossed or reached
04-Sep-2024
6. Date on which Issuer notified
06-Sep-2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 5.239558 | 0.175611 | 5.415169 | 147711614 |
Position of previous notification (if applicable) |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB0007099541 | 142921434 | 5.239558 | ||
Sub Total 8.A | 142921434 | 5.239558% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Depository Re-ceipts (US74435K2042) | At any time | 3680 | 0.000135 | |
Right to Recall of Lent shares | At any time | 76313 | 0.002798 | |
Right to Recall of Depository Receipts (US74435K2042) | At any time | 3898 | 0.000143 | |
Long Call Option | 12/09/2024 -27/11/2025 | 2927304 | 0.107316 | |
Sub Total 8.B1 | 3011195 | 0.110392% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Equity Swaps | 18/02/2028 | Cash | 64852 | 0.002378 | |
Long Call Option | 16/10/2024 | Cash | 14133 | 0.000518 | |
Short Put Option | 20/12/2024-20/06/2025 | Physical | 1700000 | 0.062323 | |
Sub Total 8.B2 | 1778985 | 0.065219% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
UBS Group AG (Chain 1) | ||||
UBS Group AG (Chain 1) | UBS AG | 5.234023 | 5.409360% | |
UBS Group AG (Chain 2) | ||||
UBS Group AG (Chain 2) | UBS AG | 5.234023 | 5.409360% | |
UBS Group AG (Chain 2) | UBS Switzerland AG | |||
UBS Group AG (Chain 3) | ||||
UBS Group AG (Chain 3) | UBS AG | 5.234023 | 5.409360% | |
UBS Group AG (Chain 3) | UBS Bank (Canada) | |||
UBS Group AG (Chain 4) | ||||
UBS Group AG (Chain 4) | UBS AG | 5.234023 | 5.409360% | |
UBS Group AG (Chain 4) | UBS Americas Holding LLC | |||
UBS Group AG (Chain 4) | UBS Americas Inc. | |||
UBS Group AG (Chain 4) | UBS Securities LLC | |||
UBS Group AG (Chain 5) | ||||
UBS Group AG (Chain 5) | UBS AG | 5.234023 | 5.409360% | |
UBS Group AG (Chain 5) | Credit Suisse International |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
06-Sep-2024
13. Place Of Completion
Zurich, Switzerland
Related Shares:
Prudential