20th Jun 2014 17:16
Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex For filings with issuer exclude the annex |
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TR-1: Notifications of Major Interests in Shares | ||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Symphony International Holdings Ltd
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2. Reason for notification (yes/no) | ||||
An acquisition or disposal of voting rights | Acquisition | |||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify):______________ | ||||
3. Full name of person(s) subject to notification obligation: |
1. ASSET VALUE INVESTORS LTD | |||
4. Full name of shareholder(s) (Registered Holders) |
1. StateStreet Nominees - ASV0 2. Chase Nominees - ACV08 3. Chase Nominees - ACV07 4. Chase Nominees - 11429 5. BNY Nominees- 392213
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5. Date of transaction (and date on which the threshold is crossed or reached if different): |
18/06/2014 | |||
6. Date on which issuer notified: |
19/06/2014 | |||
7. Threshold(s) that is/are crossed or reached: |
11% | |||
8: Notified Details | |||||||
A: Voting rights attached to shares
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Class/type of shares
| Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | |||
Direct | Indirect | Direct | Indirect | ||||
VGG548121059 58,049,878 58,049,878 59,698,078 59,698,078 11.3% 0% Ordinary Shares | |||||||
B: Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights |
N / A |
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Total (A+B)
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Number of voting rights | Percentage of voting rights |
59,698,078 | 11.3% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
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Proxy Voting:
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10. Name of proxy holder:
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11. Number of voting rights proxy holder will cease to hold:
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12. Date on which proxy holder will cease to hold voting rights:
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13. Additional information:
| Asset Value Investors acts as discretionary fund manager for all shares mentioned in item 8. |
14 Contact name:
| Asset Value Investors Limited Jake Crowhurst |
15. Contact telephone name:
| 0207 659 4807 |
For notes on how to complete form TR-1 please see the FSA website.
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities)
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Asset Value Investors Limited |
Contact address (registered office for legal entities)
| 25 Berkeley Square, London, W1J 6HN |
Phone number & email
| 0207 659 4800 |
Other useful information (at least legal representative for legal persons)
| Asset Value Investors acts as discretionary manager for all shares mentioned in item 8. This disclosure refers to the aggregation of those shares. |
B: Identity of the notifier, if applicable | |
Full name
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Contact address
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Phone number & email
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Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation) | |
C: Additional information |
Related Shares:
Symphony