24th Jun 2013 11:47
On 7 June 2013, BlackRock, Inc's shareholding in Aviva plc went below 5%.
On 19 June 2013, BlackRock, Inc's shareholding in Aviva plc went above 5%.
BlackRock, Inc's shareholding in Aviva plc as at 19 June 2013 was 5.04%.
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Aviva PLC | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | |||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | X | ||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to thenotification obligation: iii | BlackRock, Inc. | ||||
4. Full name of shareholder(s) (if different from 3.):iv | |||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 7th June 2013 | ||||
6. Date on which issuer notified: | 10th June 2013 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | Holding has gone below 5% | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
GB0002162385 | 145,098,009 | 145,098,009 | N/A | N/A | N/A | N/A | Below 5% | |||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
Nominal | Delta | |||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
N/A | Below 5% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
BlackRock Investment Management (UK) Limited - Below 5% | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | Christopher Smyth | |
15. Contact telephone number: | 020 7662 0855 | |
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Aviva PLC | ||||||||||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||||||||||
An acquisition or disposal of voting rights | X | ||||||||||||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | X | ||||||||||||||||||
An event changing the breakdown of voting rights | |||||||||||||||||||
Other (please specify): | |||||||||||||||||||
3. Full name of person(s) subject to thenotification obligation: iii | BlackRock, Inc. | ||||||||||||||||||
4. Full name of shareholder(s) (if different from 3.):iv | |||||||||||||||||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 19th June 2013 | ||||||||||||||||||
6. Date on which issuer notified: | 21st June 2013 | ||||||||||||||||||
7. Threshold(s) that is/are crossed orreached: vi, vii | Holding has gone above 5% | ||||||||||||||||||
8. Notified details: | |||||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||||
GB0002162385 | N/A | N/A | N/A | N/A | 147,808,889 | N/A | 5.02% | ||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| ||||||||||||||
CFD | 725,499 | Nominal | Delta | ||||||||||||||||
0.02% | 0.02% | ||||||||||||||||||
Total (A+B+C) | |||||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||||
148,534,388 | 5.04% | ||||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | |||||||||||||||||||
BlackRock Investment Management (UK) Limited - 148,534,388 (5.04%) | |||||||||||||||||||
Proxy Voting: | |||||||||||||||||||
10. Name of the proxy holder: | |||||||||||||||||||
11. Number of voting rights proxy holder will ceaseto hold: | |||||||||||||||||||
12. Date on which proxy holder will cease to holdvoting rights: | |||||||||||||||||||
13. Additional information: | |||||||||||||||||||
14. Contact name: | Christopher Smyth | ||||||||||||||||||
15. Contact telephone number: | 020 7662 0855 | ||||||||||||||||||
Related Shares:
Aviva