Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

Holding(s) in Company

12th Mar 2019 14:54

RNS Number : 6426S
Pearson PLC
12 March 2019
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are

attachedii:

PEARSON PLC

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

An acquisition or disposal of financial instruments

X

An event changing the breakdown of voting rights

Other (please specify)iii

3. Details of person subject to the notification obligationiv

Name

The Goldman Sachs Group, Inc.

City and country of registered office (if applicable)

Corporation Trust Center, 1209 Orange Street,

Wilmington DE 19801, USA

4. Full name of shareholder(s) (if different from 3.)v

Name

Goldman Sachs International

City and country of registered office (if applicable)

Peterborough Court, 133 Fleet Street, London

EC4A 2BB, UK

5. Date on which the threshold was crossed or reachedvi:

07/03/2019

6. Date on which issuer notified (DD/MM/YYYY):

11/03/2019

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares

(total of 8. A)

% of voting rights through financial

instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of

issuervii

Resulting situation on the date on which threshold was crossed or reached

0.63%

7.17%

7.80%

781,412,694

 

Position of previous notification (if

applicable)

0.51%

7.23%

7.75%

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB0006776081

4,575,500

0.59%

US7050151056

343,613

0.04%

SUBTOTAL 8. A

4,919,113

0.63%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial

instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Securities Lending

Open

9,563,866

1.22%

Put Option

18/04/2019

1,750,000

0.22%

Put Option

15/03/2019

1,000,000

0.13%

Put Option

15/03/2019

1,000,000

0.13%

SUBTOTAL 8. B 1

13,313,866

1.70%

 

 

 

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

Refer to Annexure

SUBTOTAL 8.B.2

42,715,073

5.47%

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial

instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

The Goldman Sachs Group, Inc.

Goldman Sachs (UK) L.L.C.

Goldman Sachs Group UK Limited

Goldman Sachs

International

5.99%

5.99%

The Goldman Sachs Group, Inc.

Goldman Sachs & Co. LLC

The Goldman Sachs Group, Inc.

GSAM Holdings LLC

Goldman Sachs Asset Management, L.P.

Goldman Sachs Asset Management International Holdings L.L.C.

Goldman Sachs Asset Management Co., Ltd.

The Goldman Sachs Group, Inc.

GSAM Holdings LLC

Goldman Sachs Asset Management, L.P.

 

 

 

 

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A

 

 

11. Additional informationxvi

Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

 

General email contact:

[email protected]

 

Place of completion

London

Date of completion

11/03/2019

 

Natalie White

Deputy Company Secretary

Pearson plc

 

12 March 2019

Annexure

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration datex

Exercise/Conversion periodxi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

CFD

10/12/2025

Cash

3,000,148

0.38%

CFD

15/09/2028

Cash

2,949,232

0.38%

CFD

20/10/2027

Cash

1,846,611

0.24%

CFD

23/09/2020

Cash

1,834,093

0.23%

CFD

23/02/2024

Cash

1,800,000

0.23%

CFD

04/12/2023

Cash

1,561,912

0.20%

CFD

21/02/2024

Cash

1,300,000

0.17%

CFD

07/02/2024

Cash

1,240,000

0.16%

CFD

21/02/2024

Cash

1,100,000

0.14%

Swap

28/07/2021

Cash

1,050,699

0.13%

CFD

14/02/2024

Cash

970,000

0.12%

CFD

17/07/2020

Cash

933,031

0.12%

CFD

12/02/2024

Cash

865,494

0.11%

CFD

26/01/2024

Cash

865,000

0.11%

CFD

26/02/2024

Cash

860,000

0.11%

CFD

22/02/2024

Cash

800,000

0.10%

Swap

28/07/2021

Cash

757,148

0.10%

CFD

19/02/2029

Cash

720,286

0.09%

CFD

29/01/2024

Cash

663,999

0.08%

CFD

07/03/2029

Cash

502,194

0.06%

CFD

31/01/2029

Cash

445,560

0.06%

CFD

06/12/2028

Cash

440,459

0.06%

CFD

14/02/2024

Cash

419,554

0.05%

CFD

09/02/2024

Cash

406,520

0.05%

CFD

12/07/2023

Cash

393,923

0.05%

CFD

09/09/2021

Cash

384,939

0.05%

CFD

20/10/2027

Cash

378,633

0.05%

CFD

20/10/2027

Cash

369,444

0.05%

CFD

15/07/2021

Cash

328,703

0.04%

CFD

16/06/2028

Cash

328,703

0.04%

Swap

30/11/2023

Cash

300,000

0.04%

CFD

19/02/2024

Cash

265,000

0.03%

CFD

04/12/2023

Cash

263,261

0.03%

CFD

24/03/2028

Cash

259,000

0.03%

Swap

03/02/2023

Cash

250,801

0.03%

Swap

29/11/2023

Cash

250,000

0.03%

CFD

22/02/2024

Cash

248,352

0.03%

CFD

04/12/2023

Cash

239,940

0.03%

CFD

29/02/2024

Cash

235,463

0.03%

CFD

19/02/2029

Cash

226,714

0.03%

Swap

29/11/2023

Cash

225,000

0.03%

Swap

18/01/2024

Cash

222,460

0.03%

CFD

27/09/2028

Cash

217,594

0.03%

CFD

21/02/2024

Cash

215,238

0.03%

CFD

23/02/2024

Cash

206,960

0.03%

CFD

23/08/2028

Cash

204,000

0.03%

Swap

28/07/2021

Cash

203,317

0.03%

CFD

19/05/2027

Cash

200,012

0.03%

Swap

02/02/2023

Cash

198,606

0.03%

CFD

22/02/2021

Cash

192,056

0.02%

Swap

18/01/2024

Cash

183,004

0.02%

Swap

17/09/2020

Cash

172,831

0.02%

Swap

28/07/2021

Cash

170,231

0.02%

CFD

21/02/2024

Cash

170,178

0.02%

CFD

18/01/2029

Cash

170,000

0.02%

CFD

31/01/2029

Cash

166,473

0.02%

Swap

01/02/2024

Cash

155,100

0.02%

CFD

07/03/2029

Cash

146,584

0.02%

CFD

16/02/2024

Cash

140,912

0.02%

CFD

31/01/2024

Cash

136,001

0.02%

CFD

17/01/2029

Cash

135,485

0.02%

CFD

22/11/2028

Cash

134,667

0.02%

Swap

28/07/2021

Cash

131,070

0.02%

CFD

28/02/2029

Cash

129,305

0.02%

CFD

02/02/2029

Cash

122,404

0.02%

Swap

03/02/2023

Cash

117,797

0.02%

CFD

31/01/2029

Cash

115,429

0.01%

CFD

25/02/2027

Cash

115,007

0.01%

Swap

22/03/2019

Cash

113,300

0.01%

CFD

19/01/2029

Cash

110,000

0.01%

CFD

09/09/2021

Cash

109,171

0.01%

Swap

18/01/2024

Cash

106,899

0.01%

CFD

04/12/2023

Cash

104,940

0.01%

Swap

18/01/2024

Cash

101,869

0.01%

CFD

18/01/2029

Cash

100,000

0.01%

CFD

12/06/2028

Cash

98,591

0.01%

CFD

21/02/2029

Cash

93,554

0.01%

CFD

17/07/2020

Cash

93,399

0.01%

Swap

02/02/2023

Cash

93,281

0.01%

Swap

29/11/2023

Cash

91,988

0.01%

Swap

21/05/2019

Cash

89,064

0.01%

CFD

07/03/2029

Cash

86,704

0.01%

Swap

14/06/2023

Cash

86,565

0.01%

CFD

08/02/2024

Cash

86,367

0.01%

CFD

31/01/2029

Cash

85,399

0.01%

Swap

12/07/2023

Cash

84,590

0.01%

CFD

31/01/2029

Cash

83,905

0.01%

CFD

11/08/2023

Cash

83,647

0.01%

CFD

21/02/2024

Cash

82,784

0.01%

CFD

26/11/2021

Cash

80,948

0.01%

CFD

07/03/2029

Cash

80,040

0.01%

CFD

18/01/2029

Cash

80,000

0.01%

CFD

26/02/2024

Cash

75,108

0.01%

CFD

21/02/2024

Cash

75,051

0.01%

CFD

18/01/2029

Cash

75,000

0.01%

Swap

07/07/2023

Cash

73,094

0.01%

CFD

17/07/2028

Cash

71,500

0.01%

Swap

03/02/2023

Cash

68,758

0.01%

Cal Option

28/05/2019

Cash

65,580

0.01%

Swap

29/11/2023

Cash

65,026

0.01%

CFD

02/03/2029

Cash

65,001

0.01%

CFD

26/02/2029

Cash

64,076

0.01%

CFD

28/02/2024

Cash

63,641

0.01%

Swap

18/01/2024

Cash

62,356

0.01%

CFD

26/02/2029

Cash

60,848

0.01%

CFD

16/02/2024

Cash

60,750

0.01%

CFD

09/02/2029

Cash

60,475

0.01%

CFD

19/01/2029

Cash

60,000

0.01%

Swap

18/01/2024

Cash

59,338

0.01%

CFD

05/11/2027

Cash

59,199

0.01%

Swap

15/06/2023

Cash

57,709

0.01%

CFD

04/12/2023

Cash

57,532

0.01%

Swap

05/09/2019

Cash

55,700

0.01%

Swap

02/02/2023

Cash

54,448

0.01%

CFD

04/12/2023

Cash

53,411

0.01%

Swap

05/09/2019

Cash

53,400

0.01%

CFD

21/02/2024

Cash

52,715

0.01%

CFD

19/01/2029

Cash

50,000

0.01%

CFD

01/03/2028

Cash

48,879

0.01%

CFD

28/02/2029

Cash

48,312

0.01%

CFD

02/02/2029

Cash

45,733

0.01%

CFD

25/01/2029

Cash

45,600

0.01%

Swap

01/02/2023

Cash

43,214

0.01%

CFD

09/02/2029

Cash

42,813

0.01%

CFD

28/02/2024

Cash

41,681

0.01%

Swap

14/06/2023

Cash

40,052

0.01%

Swap

08/04/2020

Cash

38,800

0.005%

CFD

07/03/2029

Cash

38,696

0.005%

Swap

12/07/2023

Cash

37,897

0.005%

CFD

17/11/2028

Cash

36,622

0.005%

CFD

28/02/2029

Cash

36,198

0.005%

CFD

21/07/2028

Cash

34,000

0.004%

CFD

29/02/2024

Cash

33,797

0.004%

CFD

25/04/2019

Cash

33,191

0.004%

CFD

02/02/2029

Cash

33,056

0.004%

Swap

07/07/2023

Cash

32,746

0.004%

CFD

17/07/2023

Cash

32,600

0.004%

CFD

14/02/2029

Cash

32,485

0.004%

CFD

31/01/2029

Cash

31,908

0.004%

CFD

31/01/2029

Cash

31,349

0.004%

Swap

12/06/2023

Cash

30,225

0.004%

CFD

25/04/2019

Cash

29,469

0.004%

CFD

21/02/2029

Cash

29,446

0.004%

CFD

14/02/2029

Cash

27,575

0.004%

CFD

01/03/2028

Cash

26,822

0.003%

Swap

15/06/2023

Cash

26,702

0.003%

CFD

28/02/2024

Cash

26,285

0.003%

CFD

06/07/2023

Cash

25,488

0.003%

CFD

21/02/2024

Cash

24,949

0.003%

CFD

26/02/2024

Cash

24,892

0.003%

CFD

18/09/2019

Cash

24,830

0.003%

CFD

25/04/2019

Cash

24,541

0.003%

CFD

02/03/2029

Cash

24,286

0.003%

CFD

26/11/2021

Cash

24,179

0.003%

Swap

17/09/2020

Cash

23,913

0.003%

Swap

14/06/2023

Cash

23,383

0.003%

CFD

09/02/2029

Cash

22,595

0.003%

CFD

14/07/2023

Cash

22,500

0.003%

Swap

12/07/2023

Cash

22,173

0.003%

CFD

31/01/2029

Cash

22,124

0.003%

Swap

01/02/2023

Cash

20,297

0.003%

CFD

16/02/2024

Cash

20,250

0.003%

CFD

07/03/2029

Cash

19,916

0.003%

CFD

17/01/2029

Cash

19,500

0.002%

CFD

25/04/2019

Cash

19,385

0.002%

Swap

07/07/2023

Cash

19,160

0.002%

CFD

26/02/2029

Cash

19,152

0.002%

CFD

23/11/2028

Cash

17,711

0.002%

CFD

21/02/2024

Cash

17,285

0.002%

CFD

09/02/2029

Cash

16,930

0.002%

CFD

02/03/2029

Cash

16,929

0.002%

CFD

04/12/2023

Cash

16,871

0.002%

CFD

07/03/2029

Cash

16,828

0.002%

Swap

28/03/2019

Cash

16,200

0.002%

Swap

22/05/2020

Cash

16,129

0.002%

CFD

20/10/2021

Cash

16,000

0.002%

CFD

09/02/2029

Cash

15,996

0.002%

Swap

30/04/2019

Cash

15,800

0.002%

Swap

04/02/2022

Cash

15,710

0.002%

Swap

15/06/2023

Cash

15,589

0.002%

CFD

11/11/2020

Cash

15,090

0.002%

CFD

15/02/2024

Cash

14,534

0.002%

Swap

31/12/2019

Cash

14,300

0.002%

Swap

12/06/2023

Cash

13,985

0.002%

Swap

04/02/2022

Cash

13,826

0.002%

CFD

28/02/2024

Cash

13,819

0.002%

Swap

04/02/2022

Cash

13,507

0.002%

Swap

03/11/2021

Cash

12,609

0.002%

CFD

09/02/2029

Cash

12,562

0.002%

CFD

14/02/2029

Cash

12,137

0.002%

CFD

09/02/2029

Cash

11,984

0.002%

Swap

01/02/2023

Cash

11,847

0.002%

Swap

18/03/2020

Cash

11,600

0.001%

CFD

28/02/2029

Cash

11,500

0.001%

CFD

29/02/2024

Cash

11,203

0.001%

Swap

31/12/2019

Cash

10,900

0.001%

CFD

28/10/2020

Cash

10,812

0.001%

Swap

06/03/2020

Cash

10,500

0.001%

CFD

14/02/2029

Cash

10,303

0.001%

CFD

14/02/2029

Cash

9,094

0.001%

CFD

28/02/2024

Cash

8,715

0.001%

Swap

12/06/2023

Cash

8,165

0.001%

CFD

14/02/2029

Cash

7,720

0.001%

Cal Option

07/05/2019

Cash

7,565

0.001%

CFD

07/02/2029

Cash

7,263

0.001%

CFD

14/01/2021

Cash

6,812

0.001%

CFD

01/02/2029

Cash

6,777

0.001%

Swap

22/05/2020

Cash

6,507

0.001%

CFD

24/02/2021

Cash

6,225

0.001%

Swap

22/05/2020

Cash

6,153

0.001%

CFD

14/01/2021

Cash

5,420

0.001%

Cal Option

08/05/2019

Cash

5,335

0.001%

CFD

09/02/2029

Cash

5,085

0.001%

CFD

15/12/2027

Cash

5,000

0.001%

CFD

08/03/2028

Cash

5,000

0.001%

CFD

12/05/2028

Cash

5,000

0.001%

Swap

22/05/2020

Cash

4,774

0.001%

CFD

09/02/2029

Cash

4,694

0.001%

CFD

04/02/2022

Cash

4,300

0.001%

Swap

22/05/2020

Cash

3,941

0.001%

Swap

03/11/2021

Cash

3,634

0.0005%

CFD

09/02/2029

Cash

3,517

0.0005%

Swap

22/05/2020

Cash

3,050

0.0004%

Swap

22/05/2020

Cash

2,857

0.0004%

Swap

03/11/2021

Cash

2,556

0.0003%

Swap

04/02/2022

Cash

2,470

0.0003%

CFD

28/10/2020

Cash

2,350

0.0003%

CFD

28/10/2020

Cash

2,350

0.0003%

CFD

09/03/2029

Cash

2,229

0.0003%

Swap

03/11/2021

Cash

2,214

0.0003%

Cal Option

16/04/2019

Cash

2,067

0.0003%

CFD

09/02/2029

Cash

1,900

0.0002%

Swap

22/05/2020

Cash

1,768

0.0002%

CFD

01/02/2029

Cash

1,600

0.0002%

CFD

25/01/2029

Cash

1,500

0.0002%

CFD

09/02/2029

Cash

1,424

0.0002%

CFD

31/01/2029

Cash

1,343

0.0002%

CFD

09/03/2029

Cash

1,300

0.0002%

Cal Option

09/04/2019

Cash

1,046

0.0001%

CFD

09/03/2029

Cash

998

0.0001%

CFD

09/03/2029

Cash

957

0.0001%

CFD

08/03/2029

Cash

887

0.0001%

CFD

05/03/2029

Cash

781

0.0001%

Cal Option

07/05/2019

Cash

710

0.0001%

CFD

07/03/2029

Cash

700

0.0001%

CFD

09/03/2029

Cash

511

0.0001%

Swap

22/05/2020

Cash

461

0.0001%

Swap

22/05/2020

Cash

419

0.0001%

CFD

07/03/2029

Cash

414

0.0001%

CFD

28/02/2029

Cash

368

0.00005%

Swap

22/05/2020

Cash

329

0.00004%

Swap

22/05/2020

Cash

323

0.00004%

CFD

28/02/2029

Cash

303

0.00004%

Cal Option

19/03/2019

Cash

298

0.00004%

CFD

28/02/2029

Cash

277

0.00004%

CFD

05/03/2029

Cash

265

0.00003%

CFD

05/03/2029

Cash

264

0.00003%

Cal Option

12/04/2019

Cash

243

0.00003%

Cal Option

17/04/2019

Cash

233

0.00003%

CFD

28/02/2029

Cash

186

0.00002%

CFD

05/03/2029

Cash

171

0.00002%

Cal Option

10/04/2019

Cash

165

0.00002%

CFD

08/03/2029

Cash

133

0.00002%

Cal Option

04/04/2019

Cash

22

0.000003%

Cal Option

08/04/2019

Cash

14

0.000002%

Total Number of voting rights and percentage of voting rights

42,715,073

5.47%

Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
END
 
 
HOLCKBDPQBKDKND

Related Shares:

Pearson
FTSE 100 Latest
Value8,275.66
Change0.00