14th Jun 2013 16:16
annex For filings with issuer excludethe annex
TR-1 NOTIFICATION OF MAJOR INTEREST IN SHARES
TR-1: NOTIFICATION OF MAJOR INTERESTIN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Mineral & Financial Investments Limited | ||
2 Reason for the notification (please tick the appropriate box or boxes): | |||
An acquisition or disposal of voting rights |
X | ||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||
An event changing the breakdown of voting rights | |||
Other (please specify): | |||
3. Full name of person(s) subject to the notification obligation: iii |
Mount Everest Finance SA | ||
4. Full name of shareholder(s) (if different from 3.):iv |
Citibank NA, London a/c Vidacos Nominees Limited a/c Bank Julius Baer & Co Limited a/c Mount Everest Finance S.A. | ||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
13.06.2013 | ||
6. Date on which issuer notified: |
13.06.2013 | ||
7. Threshold(s) that is/are crossed or reached: vi, vii |
Above 6% | ||
8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type of shares
if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||
Direct | Direct xi | Indirect xii |
Direct |
Indirect | |||
Ordinary 1p
KYG6181G1055 |
595,000 |
595,000 |
695,000 |
695,000 |
6.1% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |
Nominal |
Delta | |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
695,000 |
6.1% |
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
| ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | Felix Moppert | |
15. Contact telephone number: | +41 61 280 79 79 | |
Related Shares:
Mineral & Financial Investments