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Holding(s) in Company

3rd Mar 2020 13:00

RNS Number : 8662E
Barclays PLC
03 March 2020
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Barclays PLC

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

X

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

Bank of America Corporation

City and country of registered office (if applicable)

Wilmington, DE, United States

4. Full name of shareholder(s) (if different from 3.)v

Name

Merrill Lynch International

City and country of registered office (if applicable)

London, United Kingdom

5. Date on which the threshold was crossed or reachedvi:

27th February 2020

6. Date on which issuer notified (DD/MM/YYYY):

2nd March 2020

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

 

3.270%

 

3.529%

 

6.799%

17,325,320,918

Position of previous notification (if

applicable)

 

Below notifiable threshold

 

 

Below notifiable threshold

 

 

Below notifiable threshold

 

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB0031348658

 

551,096,743

 

3.181%

US06738E2046

 

15,525,900

 

0.090%

SUBTOTAL 8. A

566,622,643

3.270%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Right to Recall

N/A

N/A

49,128,050

0.284%

Call Option

13/05/2020 - 22/07/2022

N/A

25,000,000

0.144%

SUBTOTAL 8. B 1

74,128,050

0.428%

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

Swaps

29/05/2020

N/A

Cash Settled

 

755,103

 

0.004%

Swaps

30/06/2020

N/A

Cash Settled

 

108,558

 

0.001%

Swaps

13/07/2020

N/A

Cash Settled

 

461,875

 

0.003%

Swaps

16/10/2020

N/A

Cash Settled

 

2,668,779

 

0.015%

Swaps

19/10/2020

N/A

Cash Settled

 

48,519

 

0.000%

Swaps

25/11/2020

N/A

Cash Settled

 

66,294

 

0.000%

Swaps

31/03/2021

N/A

Cash Settled

 

12,798

 

0.000%

Swaps

30/04/2021

N/A

Cash Settled

 

331,495

 

0.002%

Swaps

15/02/2023

N/A

Cash Settled

 

1,461,640

 

0.008%

Put Options

18/12/2020

N/A

Physically Settled

 

3,000,000

 

0.017%

Call Options

13/05/2020 - 22/07/2022

N/A

Cash Settled

 

133,845,195

 

0.773%

Put Options

10/12/2020 - 22/07/2022

N/A

Cash Settled

 

394,450,660

 

2.277%

SUBTOTAL 8.B.2

 537,210,916

 

3.101%

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

 

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America Corporation

N/A

N/A

N/A

NB Holdings Corporation

N/A

N/A

N/A

BofAML Jersey Holdings Limited

N/A

N/A

N/A

BofAML EMEA Holdings 2 Limited

N/A

N/A

N/A

ML UK Capital Holdings Limited

N/A

N/A

N/A

Merrill Lynch International

3.159%

N/A

6.681%

 

 

 

 

Bank of America Corporation

N/A

N/A

N/A

NB Holdings Corporation

N/A

N/A

N/A

Merrill Lynch International, LLC

N/A

N/A

N/A

Merrill Lynch Group Holdings, I, L.L.C.

N/A

N/A

N/A

BofA Securities Europe SA

N/A

N/A

N/A

Bank of America Corporation

N/A

N/A

N/A

NB Holdings Corporation

N/A

N/A

N/A

BAC North America Holding Company

N/A

N/A

N/A

Bank of America, National Association

N/A

N/A

N/A

Bank of America Corporation

N/A

N/A

N/A

NB Holdings Corporation

N/A

N/A

N/A

BofA Securities, Inc.

N/A

N/A

N/A

Bank of America Corporation

N/A

N/A

N/A

NB Holdings Corporation

N/A

N/A

N/A

BAC North America Holding Company

N/A

N/A

N/A

Merrill Lynch, Pierce, Fenner & Smith Incorporated

N/A

N/A

N/A

Managed Account Advisors LLC

N/A

N/A

N/A

Bank of America Corporation

N/A

N/A

N/A

NB Holdings Corporation

N/A

N/A

N/A

BAC North America Holding Company

N/A

N/A

N/A

Merrill Lynch, Pierce, Fenner & Smith Incorporated

N/A

N/A

N/A

Bank of America Corporation

N/A

N/A

N/A

NB Holdings Corporation

N/A

N/A

N/A

BAC North America Holding Company

N/A

N/A

N/A

Bank of America, National Association

N/A

N/A

N/A

U.S. Trust Company of Delaware

N/A

N/A

N/A

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional informationxvi

 

Place of completion

United Kingdom

Date of completion

2nd March 2020

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
END
 
 
HOLSSUFFDESSELD

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