19th Jun 2017 12:24
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Interserve Plc |
2. Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | X | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | X | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | X | |
An event changing the breakdown of voting rights | ||
Other (please specify): | ||
3. Full name of person(s) subject to the notification obligation: iii | The Goldman Sachs Group, Inc. |
4. Full name of shareholder(s) (if different from 3.): iv | Goldman Sachs International Goldman Sachs Asset Management, L.P. |
5. Date of the transaction and date on which the threshold is crossed or reached: v | 14 June 2017 |
6. Date on which issuer notified: | 16 June 2017 |
7. Threshold(s) that is/are crossed or reached: vi, vii | Above 9% |
8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||
Direct xi | Indirect xii | Direct | Indirect | ||||
GB0001528156 | 11,931,510 | 8.19% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financialinstrument | Expirationdate xiii | Exercise/ConversionPeriod xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted.
| % of votingrights |
Stock Loan (Physical) | Open | 1,187,546 | 0.81% |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exerciseprice | Expirationdate xvii | Exercise/Conversionperiod xviii | Number of votingrights instrumentrefers to | % of voting rights xix, xx
| |
Nominal | Delta | |||||
CFD | 10-Dec-2025 | 247,100 | 0.17% | |||
CFD | 28-Apr-2027 | 93,352 | 0.06% | |||
CFD | 10-Dec-2025 | 42,571 | 0.03% | |||
CFD | 4-Jun-2027 | 26,400 | 0.02% | |||
CFD | 11-Jun-2027 | 16,885 | 0.01% | |||
Swap | 19-Jun-2018 | 2,100 | 0.001% | |||
CFD | 9-Dec-2026 | 2,069 | 0.001% | |||
Swap | 19-Jun-2018 | 1,100 | 0.001% | |||
Swap | 19-Jun-2018 | 1,000 | 0.001% | |||
CFD | 3-Jun-2027 | 900 | 0.001% | |||
Swap | 19-Jun-2018 | 900 | 0.001% | |||
CFD | 30-Apr-2027 | 343 | 0.0002% | |||
Total (A+B+C) | ||||||
Number of voting rights | Percentage of voting rights | |||||
13,553,777 | 9.30% |
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi |
The Goldman Sachs Group, Inc.; 13,553,777 shares; 9.30%
Goldman Sachs (UK) L.L.C. (Controlled by The Goldman Sachs Group, Inc.); 13,522,146 shares; 9.28% Goldman Sachs Group UK Limited (Controlled by Goldman Sachs (UK) L.L.C.); 13,522,146 shares; 9.28% Goldman Sachs International (Controlled by Goldman Sachs Group UK Limited); 13,522,146 shares; 9.28%
GSAM Holdings LLC (Controlled by The Goldman Sachs Group, Inc.) Goldman Sachs Asset Management, L.P. (Controlled by GSAM Holdings LLC)
|
Proxy Voting: | |
10. Name of the proxy holder: | N/A |
11. Number of voting rights proxy holder will cease to hold: | N/A |
12. Date on which proxy holder will cease to hold voting rights: | N/A |
13. Additional information: | LEI: 549300MVYY4EZCRFHZ09
Please note that the total amount of voting rights has been rounded to two decimal places. There is therefore a possibility of a rounding error. |
14. Contact name: | Trevor Bradbury |
15. Contact telephone number: | 0118 932 0123 |
Related Shares:
Interserve