13th Nov 2015 16:38
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |||||||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | St James's Place Plc | ||||||||
2. Reason for the notification (please tick the appropriate box or boxes): | |||||||||
An acquisition or disposal of voting rights | Yes | ||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached. | |||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||
An event changing the breakdown of voting rights | |||||||||
Other (please specify): | |||||||||
3. Full name of person(s) subject to thenotification obligation: | Legal & General Group Plc (L&G) | ||||||||
4. Full name of shareholder(s)(if different from 3.): | N/A | ||||||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: | 11 November 2015 | ||||||||
6. Date on which issuer notified: | 13 November 2015 | ||||||||
7. Threshold(s) that is/are crossed orreached: | L&G (Below 3%) |
8. Notified details: | |||||||||||||||||||||||||||||||||||
A: Voting rights attached to shares | |||||||||||||||||||||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | |||||||||||||||||||||||||||||||
Direct | Indirect | Direct | Indirect | ||||||||||||||||||||||||||||||||
ORD GBP 0.15 | 15,782,606
(as on 28/10/2015) | Below 3% | |||||||||||||||||||||||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||||
Type of financialinstrument | Expirationdate | Exercise/ Conversion Period | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||||||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period | Number of voting rights instrument refers to | % of voting rights | ||||||||||||||||||||||||||||||
| Nominal | Delta | |||||||||||||||||||||||||||||||||
Total (A+B+C) | |||||||||||||||||||||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||||||||||||
Below 3% |
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: | ||||||
Legal & General Group Plc (Direct and Indirect) (Group) | ||||||
Legal & General Investment Management (Holdings) Limited (LGIMH) (Direct and Indirect) | ||||||
Legal & General Investment Management Limited (Indirect) (LGIM) | ||||||
Legal & General Group Plc (Direct) (L&G) ( Below 3% = LGAS, LGPL & PMC) | ||||||
Legal & General Investment Management (Holdings) Limited (Direct) (LGIMHD) | ||||||
Legal & General Insurance Holdings Limited (Direct) (LGIH) | ||||||
Legal & General Assurance (Pensions Management) Limited (PMC) | ||||||
Legal & General Assurance Society Limited (LGAS & LGPL) | ||||||
Legal & General Pensions Limited (Direct) (LGPL) | ||||||
Proxy Voting: | ||||||
10. Name of the proxy holder: | N/A | |||||
11. Number of voting rights proxy holder will ceaseto hold: | N/A | |||||
12. Date on which proxy holder will cease to holdvoting rights: | N/A | |||||
13. Additional information: | Notification using the total voting rights figure of 523,882,883 | |||||
14. Contact name: | Amy Williams (LGIM) Kay Fraser (SJP) | |||||
15. Contact telephone number: | 029 2035 4097 (01285 878762) |
Note: Annex should only be submitted to the FCA not the issuer | |
Annex: Notification of major interests in sharesxxii | |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) | Legal & General Group Plc |
Contact address (registered office for legal entities) | One Coleman Street, London, EC2R 5AA |
Phone number & email | 020 3124 3851 |
Other useful information (at least legal representative for legal persons) | Paul Sweeney |
B: Identity of the notifier, if applicable | |
Full name | Amy Williams (LGIM) |
Contact address | 4th Floor, Brunel House, 2 Fitzalan Road, Cardiff, CF24 0EB |
Phone number & email | 029 2035 4097 |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Regulatory Change & Reporting Manager |
C: Additional information | |
For notes on how to complete form TR-1 please see the FCA website. |
View source version on businesswire.com: http://www.businesswire.com/news/home/20151113005618/en/
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Related Shares:
St James's Place