24th Feb 2011 14:55
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Assura Group Limited |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): | ACQUISITION OF VOTING RIGHTS FOLLOWING THE RECENT FIRM PLACING | √ |
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3. Full name of person(s) subject to thenotification obligation: iii | Aviva plc & its subsidiaries |
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4. Full name of shareholder(s) (if different from 3.):iv | Registered Holder:
BNY Norwich Union Nominees Limited 4,611,150*
Chase (GA Group) Nominees Limited 28,882,740*
Chase Nominees Limited 356,759*
Vidacos Nominees Limited 14,712*
*denotes direct interest
Chase Nominees Limited 659,660
Vidacos Nominees Limited 1,288,898
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5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 23 February 2011 |
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6. Date on which issuer notified: | 24 February 2011 |
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7. Threshold(s) that is/are crossed orreached: vi, vii | 7% to 8% Change at Direct Interest Level |
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8. Notified details: | ||||||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||||||
Ordinary SharesGB0033732602 | 33,285,879 | 33,285,879 | 35,813,919 | 33,865,361 | 1,948,558 | 8.27% | 0.48% | |||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| Nominal | Delta | ||||||||||||||||||
Total (A+B+C) | ||||||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||||||
35,813,919 | 8.75% | |||||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||||||||||||||||||||
The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited: ·; Aviva plc (Parent Company) ·; Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) ·; Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) ·; Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)
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Proxy Voting: | ||||||||||||||||||||
10. Name of the proxy holder: | See Section 4 | |||||||||||||||||||
11. Number of voting rights proxy holder will ceaseto hold: | ||||||||||||||||||||
12. Date on which proxy holder will cease to holdvoting rights: | ||||||||||||||||||||
13. Additional information: | Figures are based on a total number of voting rights of 409,384,653, as per the Company's Admission of Ordinary Shares Announcement of 21 February 2011. | |||||||||||||||||||
14. Contact name: | Diane Thirkettle, Aviva plc | |||||||||||||||||||
15. Contact telephone number: | 01603 687803 | |||||||||||||||||||
Related Shares:
Assura