19th Dec 2016 16:03
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | AA plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | √ | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | √ | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to thenotification obligation: iii | Aviva plc & its subsidiaries | ||||
4. Full name of shareholder(s) (if different from 3.):iv | Registered Holder:
BNY Norwich Union Nominees Limited 1,123,120* Chase (GA Group) Nominees Limited 16,044,077*
Chase Nominees Limited 183,052*
HSBC Global Custody Nominee (UK) Limited 167,399*
State Street Nominees Limited 684,161*
*denotes direct interest
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5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 15 December 2016 | ||||
6. Date on which issuer notified: | 16 December 2016 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 3% to | ||||
8. Notified details: | ||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||
Ordinary Shares
GB00BMSKPJ95
| 23,525,128* | 23,525,128* | 18,201,809 | 18,201,809 | Not disclosable | 2.99% | Not disclosable | |||
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* Includes right to recall loaned shares (1,122,678)
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B: Qualifying Financial Instruments | ||||||||||
Resulting situation after the triggering transaction | ||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||
RIGHT TO RECALL LOANED SHARES | N/A | N/A | 3,513,175*
*Direct interest | 0.57% | ||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| Nominal | Delta |
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Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
21,714,984 | 3.56% |
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited: · Aviva plc (Parent Company) · Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) · Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) · Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)
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Proxy Voting: | ||
10. Name of the proxy holder: | See Section 4 | |
11. Number of voting rights proxy holder will ceaseto hold: |
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12. Date on which proxy holder will cease to holdvoting rights: |
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13. Additional information: | Figures are based on a total number of voting rights of 609,344,197 as per the Company's 'Total Voting Rights and Capital' announcement of 01 December 2016.
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14. Contact name: | Neil Whittaker, Aviva plc | |
15. Contact telephone number: | 01603 684420 | |
Related Shares:
AA..LAviva