17th Jan 2008 16:12
TR-1(i): notification of major interests in shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached (ii):
TULLETT PREBON PLC
2. Reason for the notification (please state Yes/No): ( )
An acquisition or disposal of voting rights ( )
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached ( )
An event changing the breakdown of voting rights ( )
Other (please specify): Decrease in issued share capital/Transitional Provisions (Yes)
3. Full name of person(s) subject to the notification obligation (iii):
OppenheimerFunds, Inc. (OFI) ; Baring Asset Management Limited (BAM)
4. Full name of shareholder(s) (if different from 3.) (iv):
5. Date of the transaction and date on which the threshold is crossed or reached (v): 15/01/2008 [Following introduction of the EU Transparency Directive]
6. Date on which issuer notified: 16/01/2008
7. Threshold(s) that is/are crossed or reached:
3% (OFI 3.06%; BAM .04%)
8. Notified details: Tullett Prebon plc, Cable House, 54-62 New Broad Street, London EC2M 1ST, United Kingdom. www.tullettprebon.com
A: Voting rights attached to shares
Class/type of sharesif possible using the ISIN CODE Situation previous to the Triggering transaction (vi) Number of Shares Number of Voting Rights (viii)GB00B1H0DZ51 Below 3% Below 3% Class/type of sharesif possible using the ISIN CODE Resulting situation after the triggering transaction(vii) Number of Number of voting % of voting Shares rights(ix) rights Direct Direct (x) Indirect Direct Indirect (xi) GB00B1H0DZ51 OFI: OFI: OFI:3.06% 6,510,947 6,510,947 BAM: .04% BAM: 84,576 BAM: 84,576 Total: 3.1% B: Financial Instruments Resulting situation after the triggering transaction (xii) Type of Expiration Exercise/ Number of voting % of voting financial date Conversion Period/ rights that may be rights instrument (xiii) Date (xiv) acquired if the instrument is exercised/ converted. Total (A+B) Number of voting rights % of voting rights 6,595,523 3.1%
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable (xv):
As of 15/01/08, OFI held 3.06% and BAM held .04% of Tullett Prebon (Issuer) based on total shares held of 6,595,523 (OFI: 6,510,947; BAM: 84,576) shares held, and outstanding shares of 212,968,819
Proxy Voting:10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information: Massachusetts Mutual Life Insurance Company is the parent company OFI and BAM. 14. Contact name: Rosemary Baker, Massachusetts Mutual Life Insurance Company
15. Contact telephone number: 00 1 413 744 8258
TULLETT PREBON PLCRelated Shares:
TP ICAP