17th Oct 2014 08:37
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Tomco Energy PLC | ||
2 Reason for the notification (please tick the appropriate box or boxes): | |||
An acquisition or disposal of voting rights | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||
An event changing the breakdown of voting rights |
X | ||
Other (please specify): | |||
3. Full name of person(s) subject to the notification obligation: iii |
The Estate of Mark Donegan, Dominic Redfern, Sarah Cook, Altima Global Special Situations Master Fund Ltd. | ||
4. Full name of shareholder(s) (if different from 3.):iv | |||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
02/10/14 | ||
6. Date on which issuer notified: |
16/10/14 | ||
7. Threshold(s) that is/are crossed or reached: vi, vii |
The estate of Mark Donegan and Dominic Redfern each individually fell below 7%. | ||
8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type of shares
if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||
Direct | xi Direct | Indirect xii |
Direct |
Indirect | |||
GB0031782278 |
415,918,748 |
415,918,748 |
415,918,748 |
415,948,748 |
20.07% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |
Nominal |
Delta | |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
415,918,748 |
20.07% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
The estate of Mark Donegan is a significant shareholder in AGSS. Dominic Redfern is a partner of
Altima Partners LLP which itself is Investment Manager ofAltima Global Special Situations
Master Fund Ltd. Sarah Cook is the wife of Dominic Redfern.
Shares owned | Previous % owned | Current % owned | |
Dominic Redfern | 132,430,617 | 7.07% | 6.39% |
Sarah Cook | 43,986,048 | 2.35% | 2.12% |
The Estate of Mark Donegan | 132,250,000 | 7.06% | 6.38% |
Altima Global Special Situations Master Fund Ltd. |
107,252,083 |
5.73% |
5.18% |
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | |
14. Contact name: |
James Badcock |
15. Contact telephone number: |
+44 20 7968 6400 |
Related Shares:
Tomco Energy