5th Jan 2017 17:14
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |||||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: |
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2 Reason for the notification (please tick the appropriate box or boxes): | |||||||
An acquisition or disposal of voting rights | x | ||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||
An event changing the breakdown of voting rights | |||||||
Other (please specify): | |||||||
3. Full name of person(s) subject to thenotification obligation: |
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4. Full name of shareholder(s) (if different from 3.): | |||||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: | 04/01/17 | ||||||
6. Date on which issuer notified: | 05/01/17 | ||||||
7. Threshold(s) that is/are crossed orreached: | 5% | ||||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | ||||||||||||
Direct | Direct | Indirect | Direct | Indirect | ||||||||||||
Ord 10p
GB00B02H2F76
| 4,984,640 | 4,984,640 | 5,353,411 | 5,353,411 | 5.21% | |||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate | Exercise/Conversion Period | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period | Number of voting rights instrument refers to
| % of voting rights
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| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
5,353,411 | 5.21% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: | ||
Close Asset Management Limited
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Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will cease to hold: | ||
12. Date on which proxy holder will cease to hold voting rights: | ||
13. Additional information: | On 4th January 2017, Close Brothers Asset Management purchased 368,771 shares in Augean Plc Ord 10p. This brought our shareholding to 5,353,411 and 5.21% of the shares in issue.
This is based on the shares in issue figure of 102,748,383.
This is the required notification that the holding has crossed 5% of the shares in issue. | |
14. Contact name: | Ciara Elliott | |
15. Contact telephone number: | 020 7426 4124 | |
Related Shares:
AUG.L