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Holding(s) in Company

9th Nov 2009 15:36

RNS Number : 2151C
Resolution Limited
09 November 2009
 



TR-1: Notifications of Major Interests in Shares

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Resolution Ltd

2. Reason for notification (yes/no)

An acquisition or disposal of voting rights

No

An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached 

No

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

No

An event changing the breakdown of voting rights

No

Other (please specify):_Increase in Issue Share Capital due to Acquisition

Yes

3. Full name of person(s) subject to notification obligation:

Ameriprise Financial, Inc. and its group

4. Full name of shareholder(s) (if different from 3):

See additional information under 13.

5. Date of transaction and date on which the threshold is crossed or reached:

05 November 2009

6. Date on which issuer notified:

06 November 2009

7. Threshold(s) that is/are crossed or reached:

Below the threshold of 5%

  

8: Notified Details
A: Voting rights attached to shares
 
Class/type of shares
If possible use ISIN code
Situation previous to the triggering transaction
Resulting situation after the triggering transaction
Number of shares
Number of voting rights
Number of shares
Number of voting rights
Percentage of voting rights
 
Direct
 
Direct
 
Indirect
 
Direct
 
Indirect
GG00B3FHW224
33,487,491
 
33,487,491
 
2,843,309
 
2,843,309
 
70,950,135
 
0.118%
 
2.941%
 
 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date

Exercise/ conversion period

No. of voting rights that may be acquired if the instrument is exercised/converted.

Percentage of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Exercise Price

Expiration date

Exercise / conversion period

No. of voting rights instrument refers to

Percentage of voting rights

Nominal

Delta

CFD

471,056

0.019%

Total (A+B+C)

Number of voting rights

Percentage of voting rights

74,264,500

3.078%

  

9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:

Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd

Proxy Voting:

10. Name of proxy holder:

N/A

11. Number of voting rights proxy holder will cease to hold:

N/A

12. Date on which proxy holder will cease to hold voting rights:

N/A

13. Additional information:

Registered Owner

Morgan Stanley Nominees Limited

A/c 04F607602

21,056

Littledown Nominees Ltd

A/c 03449

711,000

Littledown Nominees Ltd

A/c 02891

31,623,983

Littledown Nominees Ltd

A/c 05577

199,697

Littledown Nominees Ltd

A/c 05576

2,375,000

Littledown Nominees Ltd

A/c 07198

2,721,009

Littledown Nominees Ltd

A/c 07197

122,300

Littledown Nominees Ltd

A/c 10479

61,200

Morgan Stanley Nominees Limited

A/c 36199142

450,000

Littledown Nominees Ltd

A/c 07203

107,500

Littledown Nominees Ltd

A/c 07205

2,378,867

Littledown Nominees Ltd

A/c 21667

40,000

Littledown Nominees Ltd

A/c 21688

834,890

Littledown Nominees Ltd

A/c 34789

189,000

Littledown Nominees Ltd

A/c 07207

4,556,484

Littledown Nominees Ltd

A/c 07199

152,964

Littledown Nominees Ltd

A/c 10491

9,473,580

Littledown Nominees Ltd

A/c 10488

11,553,858

Littledown Nominees Ltd

A/c 10495

1,597,500

Littledown Nominees Ltd

A/c 10490

570,000

Littledown Nominees Ltd

A/c 02642

4,524,612

14 Contact name:

Company Secretary, Threadneedle group

15. Contact telephone name:

+44 (0)20 7464 5000

  

Annex: Notification of major interests in shares

A: Identity of the persons or legal entity subject to the notification obligation

Full name 

(including legal form of legal entities)

Ameriprise Financial, Inc. (a company incorporated in the State of DelawareUSA) and its group 

Contact address 

(registered office for legal entities)

c/o Company Secretary, Threadneedle Asset Management Holdings Ltd, 60 St Mary Axe, London EC3A 8JQUK

Phone number & email

+44 (0)20 7464 5000 

Other useful information 

(at least legal representative for legal persons)

B: Identity of the notifier, if applicable

Full name

Threadneedle Asset Management Holdings Ltd

Contact address

The Company Secretary, 60 St Mary Axe, London EC3A 8JQUK

Phone number & email

+44 (0)20 7464 5000

Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)

UK intermediate holding company of the ultimate parent company

C: Additional information

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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