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Holding(s) in Company

25th Mar 2019 10:17

RNS Number : 8818T
Pearson PLC
25 March 2019
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are

attachedii:

PEARSON PLC

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

 

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

X

Other (please specify)iii

 

3. Details of person subject to the notification obligationiv

Name

The Goldman Sachs Group, Inc.

City and country of registered office (if applicable)

Corporation Trust Center, 1209 Orange Street,

Wilmington DE 19801, USA

4. Full name of shareholder(s) (if different from 3.)v

Name

Goldman Sachs International

City and country of registered office (if applicable)

Peterborough Court, 133 Fleet Street, London

EC4A 2BB, UK

5. Date on which the threshold was crossed or reachedvi:

20/03/2019

6. Date on which issuer notified (DD/MM/YYYY):

22/03/2019

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares

(total of 8. A)

% of voting rights through financial

instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of

issuervii

Resulting situation on the date on which threshold was crossed or reached

0.64%

7.001%

7.64%

781,412,694

 

Position of previous notification (if

applicable)

0.78%

6.997%

7.78%

 

       

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB0006776081

 

4,688,227

 

0.60%

US7050151056

 

285,372

 

0.04%

 

 

 

 

 

SUBTOTAL 8. A

4,973,599

0.64%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial

instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Securities Lending

Open

 

9,459,221

1.21%

Put Option

18/04/2019

 

1,750,000

0.22%

 

 

SUBTOTAL 8. B 1

11,209,221

1.43%

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

Refer to Annexure

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

43,500,617

5.57%

          

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

 

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial

instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

The Goldman Sachs Group, Inc.

 

 

 

Goldman Sachs (UK) L.L.C.

 

 

 

Goldman Sachs Group UK Limited

 

 

 

Goldman Sachs

International

 

5.82%

5.96%

 

 

 

 

The Goldman Sachs Group, Inc.

 

 

 

Goldman Sachs & Co. LLC

 

 

 

 

 

 

 

The Goldman Sachs Group, Inc.

 

 

 

GSAM Holdings LLC

 

 

 

Goldman Sachs Asset Management, L.P.

 

 

 

Goldman Sachs Asset Management International Holdings L.L.C.

 

 

 

Goldman Sachs Asset Management Co., Ltd.

 

 

 

 

 

 

 

The Goldman Sachs Group, Inc.

 

 

 

GSAM Holdings LLC

 

 

 

Goldman Sachs Asset Management, L.P.

 

 

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A

 

 

11. Additional informationxvi

Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

 

General email contact:

[email protected]

     

 

Place of completion

London

Date of completion

22/03/2019

 

Natalie White

Deputy Company Secretary

Pearson plc

 

25 March 2019

 

 

 

 

Annexure

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

 

Type of financial instrument

Expiration datex

Exercise/Conversion periodxi

Physical or cash settlementxii

Number of voting rights

% of voting rights

 
 

CFD

15/09/2028

 

Cash

3,110,666

0.40%

 

CFD

10/12/2025

 

Cash

3,000,148

0.38%

 

CFD

20/10/2027

 

Cash

1,846,611

0.24%

 

CFD

23/09/2020

 

Cash

1,834,093

0.23%

 

CFD

23/02/2024

 

Cash

1,800,000

0.23%

 

CFD

04/12/2023

 

Cash

1,561,912

0.20%

 

CFD

21/02/2024

 

Cash

1,300,000

0.17%

 

CFD

19/03/2029

 

Cash

1,293,017

0.17%

 

CFD

07/02/2024

 

Cash

1,240,000

0.16%

 

CFD

21/02/2024

 

Cash

1,100,000

0.14%

 

Swap

28/07/2021

 

Cash

1,050,699

0.13%

 

CFD

14/02/2024

 

Cash

970,000

0.12%

 

CFD

17/07/2020

 

Cash

933,031

0.12%

 

CFD

12/02/2024

 

Cash

865,494

0.11%

 

CFD

26/01/2024

 

Cash

865,000

0.11%

 

CFD

26/02/2024

 

Cash

860,000

0.11%

 

CFD

22/02/2024

 

Cash

800,000

0.10%

 

Swap

28/07/2021

 

Cash

757,148

0.10%

 

CFD

29/01/2024

 

Cash

663,999

0.08%

 

CFD

07/03/2029

 

Cash

559,432

0.07%

 

CFD

31/01/2029

 

Cash

445,560

0.06%

 

CFD

06/12/2028

 

Cash

440,459

0.06%

 

CFD

14/02/2024

 

Cash

419,554

0.05%

 

CFD

19/03/2029

 

Cash

406,983

0.05%

 

CFD

09/02/2024

 

Cash

406,520

0.05%

 

CFD

12/07/2023

 

Cash

393,923

0.05%

 

CFD

09/09/2021

 

Cash

384,939

0.05%

 

CFD

20/10/2027

 

Cash

378,633

0.05%

 

CFD

20/10/2027

 

Cash

369,444

0.05%

 

CFD

15/07/2021

 

Cash

328,703

0.04%

 

CFD

16/06/2028

 

Cash

328,703

0.04%

 

Swap

30/11/2023

 

Cash

300,000

0.04%

 

CFD

04/12/2023

 

Cash

280,939

0.04%

 

CFD

19/02/2024

 

Cash

265,000

0.03%

 

CFD

24/03/2028

 

Cash

259,000

0.03%

 

Swap

03/02/2023

 

Cash

250,801

0.03%

 

Swap

29/11/2023

 

Cash

250,000

0.03%

 

CFD

22/02/2024

 

Cash

248,352

0.03%

 

CFD

29/02/2024

 

Cash

235,463

0.03%

 

Swap

29/11/2023

 

Cash

225,000

0.03%

 

Swap

18/01/2024

 

Cash

222,460

0.03%

 

CFD

27/09/2028

 

Cash

217,594

0.03%

 

CFD

21/02/2024

 

Cash

215,238

0.03%

 

CFD

04/12/2023

 

Cash

211,680

0.03%

 

CFD

23/02/2024

 

Cash

206,960

0.03%

 

CFD

23/08/2028

 

Cash

204,000

0.03%

 

Swap

28/07/2021

 

Cash

203,317

0.03%

 

CFD

19/05/2027

 

Cash

200,012

0.03%

 

Swap

02/02/2023

 

Cash

198,606

0.03%

 

CFD

22/02/2021

 

Cash

192,056

0.02%

 

CFD

07/03/2029

 

Cash

189,035

0.02%

 

Swap

18/01/2024

 

Cash

183,004

0.02%

 

Swap

17/09/2020

 

Cash

172,831

0.02%

 

Swap

28/07/2021

 

Cash

170,231

0.02%

 

CFD

21/02/2024

 

Cash

170,178

0.02%

 

CFD

18/01/2029

 

Cash

170,000

0.02%

 

CFD

31/01/2029

 

Cash

166,473

0.02%

 

CFD

07/03/2029

 

Cash

163,291

0.02%

 

Swap

01/02/2024

 

Cash

155,100

0.02%

 

CFD

16/02/2024

 

Cash

140,912

0.02%

 

CFD

31/01/2024

 

Cash

136,001

0.02%

 

CFD

17/01/2029

 

Cash

135,485

0.02%

 

CFD

22/11/2028

 

Cash

134,667

0.02%

 

Swap

28/07/2021

 

Cash

131,070

0.02%

 

CFD

28/02/2029

 

Cash

129,305

0.02%

 

CFD

02/02/2029

 

Cash

122,404

0.02%

 

Swap

03/02/2023

 

Cash

117,797

0.02%

 

CFD

25/02/2027

 

Cash

115,007

0.01%

 

Swap

22/04/2020

 

Cash

113,300

0.01%

 

CFD

19/01/2029

 

Cash

110,000

0.01%

 

Call Option

04/06/2019

 

Cash

109,608

0.01%

 

CFD

09/09/2021

 

Cash

109,171

0.01%

 

Swap

18/01/2024

 

Cash

106,899

0.01%

 

CFD

04/12/2023

 

Cash

104,940

0.01%

 

Swap

18/01/2024

 

Cash

101,869

0.01%

 

CFD

18/01/2029

 

Cash

100,000

0.01%

 

CFD

12/06/2028

 

Cash

98,591

0.01%

 

CFD

07/03/2029

 

Cash

96,585

0.01%

 

Swap

02/02/2023

 

Cash

93,281

0.01%

 

Swap

29/11/2023

 

Cash

91,988

0.01%

 

CFD

31/01/2029

 

Cash

90,166

0.01%

 

CFD

07/03/2029

 

Cash

89,163

0.01%

 

Swap

21/05/2019

 

Cash

89,064

0.01%

 

Swap

14/06/2023

 

Cash

86,565

0.01%

 

CFD

11/08/2023

 

Cash

86,452

0.01%

 

CFD

08/02/2024

 

Cash

86,367

0.01%

 

Swap

12/07/2023

 

Cash

84,590

0.01%

 

CFD

21/02/2024

 

Cash

82,784

0.01%

 

CFD

26/11/2021

 

Cash

80,948

0.01%

 

CFD

18/01/2029

 

Cash

80,000

0.01%

 

CFD

26/02/2024

 

Cash

75,108

0.01%

 

CFD

21/02/2024

 

Cash

75,051

0.01%

 

CFD

18/01/2029

 

Cash

75,000

0.01%

 

Swap

07/07/2023

 

Cash

73,094

0.01%

 

CFD

17/07/2028

 

Cash

71,500

0.01%

 

Call Option

07/06/2019

 

Cash

69,735

0.01%

 

Swap

03/02/2023

 

Cash

68,758

0.01%

 

Swap

29/11/2023

 

Cash

65,026

0.01%

 

CFD

02/03/2029

 

Cash

65,001

0.01%

 

CFD

28/02/2024

 

Cash

63,641

0.01%

 

Swap

18/01/2024

 

Cash

62,356

0.01%

 

CFD

04/12/2023

 

Cash

61,570

0.01%

 

CFD

16/02/2024

 

Cash

60,750

0.01%

 

CFD

09/02/2029

 

Cash

60,475

0.01%

 

CFD

19/01/2029

 

Cash

60,000

0.01%

 

Swap

18/01/2024

 

Cash

59,338

0.01%

 

CFD

05/11/2027

 

Cash

59,199

0.01%

 

Swap

15/06/2023

 

Cash

57,709

0.01%

 

CFD

04/12/2023

 

Cash

56,395

0.01%

 

Swap

05/09/2019

 

Cash

55,700

0.01%

 

Swap

02/02/2023

 

Cash

54,448

0.01%

 

Swap

05/09/2019

 

Cash

53,400

0.01%

 

Call Option

11/04/2019

 

Cash

52,848

0.01%

 

CFD

21/02/2024

 

Cash

52,715

0.01%

 

CFD

19/01/2029

 

Cash

50,000

0.01%

 

CFD

01/03/2028

 

Cash

48,879

0.01%

 

CFD

28/02/2029

 

Cash

48,312

0.01%

 

Call Option

28/05/2019

 

Cash

47,240

0.01%

 

CFD

02/02/2029

 

Cash

45,733

0.01%

 

CFD

25/01/2029

 

Cash

45,600

0.01%

 

Swap

01/02/2023

 

Cash

43,214

0.01%

 

CFD

07/03/2029

 

Cash

43,106

0.01%

 

CFD

09/02/2029

 

Cash

42,813

0.01%

 

CFD

28/02/2024

 

Cash

41,681

0.01%

 

Swap

14/06/2023

 

Cash

40,052

0.01%

 

Swap

08/04/2020

 

Cash

38,800

0.005%

 

Swap

12/07/2023

 

Cash

37,897

0.005%

 

CFD

17/11/2028

 

Cash

36,622

0.005%

 

CFD

28/02/2029

 

Cash

36,198

0.005%

 

CFD

21/07/2028

 

Cash

34,000

0.004%

 

CFD

29/02/2024

 

Cash

33,797

0.004%

 

CFD

25/04/2019

 

Cash

33,191

0.004%

 

CFD

02/02/2029

 

Cash

33,056

0.004%

 

Swap

07/07/2023

 

Cash

32,746

0.004%

 

CFD

17/07/2023

 

Cash

32,600

0.004%

 

CFD

14/02/2029

 

Cash

32,485

0.004%

 

Swap

12/06/2023

 

Cash

30,225

0.004%

 

CFD

25/04/2019

 

Cash

29,469

0.004%

 

CFD

14/02/2029

 

Cash

27,575

0.004%

 

CFD

01/03/2028

 

Cash

26,822

0.003%

 

Swap

15/06/2023

 

Cash

26,702

0.003%

 

CFD

28/02/2024

 

Cash

26,285

0.003%

 

CFD

06/07/2023

 

Cash

25,488

0.003%

 

CFD

21/02/2024

 

Cash

24,949

0.003%

 

CFD

26/02/2024

 

Cash

24,892

0.003%

 

CFD

18/09/2019

 

Cash

24,830

0.003%

 

CFD

25/04/2019

 

Cash

24,541

0.003%

 

CFD

02/03/2029

 

Cash

24,286

0.003%

 

CFD

26/11/2021

 

Cash

24,179

0.003%

 

Swap

17/09/2020

 

Cash

23,913

0.003%

 

Swap

14/06/2023

 

Cash

23,383

0.003%

 

CFD

15/03/2029

 

Cash

22,789

0.003%

 

CFD

09/02/2029

 

Cash

22,595

0.003%

 

CFD

14/07/2023

 

Cash

22,500

0.003%

 

Swap

12/07/2023

 

Cash

22,173

0.003%

 

CFD

31/01/2029

 

Cash

20,988

0.003%

 

Swap

01/02/2023

 

Cash

20,297

0.003%

 

CFD

17/01/2029

 

Cash

20,250

0.003%

 

CFD

16/02/2024

 

Cash

20,250

0.003%

 

CFD

25/04/2019

 

Cash

19,385

0.002%

 

Swap

07/07/2023

 

Cash

19,160

0.002%

 

CFD

04/12/2023

 

Cash

18,221

0.002%

 

CFD

23/11/2028

 

Cash

17,711

0.002%

 

CFD

21/02/2024

 

Cash

17,285

0.002%

 

CFD

09/02/2029

 

Cash

16,930

0.002%

 

CFD

02/03/2029

 

Cash

16,929

0.002%

 

Swap

28/03/2019

 

Cash

16,200

0.002%

 

CFD

20/10/2021

 

Cash

16,000

0.002%

 

CFD

09/02/2029

 

Cash

15,996

0.002%

 

Swap

30/04/2019

 

Cash

15,800

0.002%

 

Swap

04/02/2022

 

Cash

15,710

0.002%

 

Swap

15/06/2023

 

Cash

15,589

0.002%

 

CFD

11/11/2020

 

Cash

15,090

0.002%

 

CFD

15/02/2024

 

Cash

14,534

0.002%

 

Swap

31/12/2019

 

Cash

14,300

0.002%

 

Swap

12/06/2023

 

Cash

13,985

0.002%

 

Swap

04/02/2022

 

Cash

13,826

0.002%

 

CFD

28/02/2024

 

Cash

13,819

0.002%

 

Swap

04/02/2022

 

Cash

13,507

0.002%

 

Swap

22/05/2020

 

Cash

12,743

0.002%

 

Swap

03/11/2021

 

Cash

12,609

0.002%

 

CFD

09/02/2029

 

Cash

12,562

0.002%

 

CFD

14/02/2029

 

Cash

12,137

0.002%

 

CFD

09/02/2029

 

Cash

11,984

0.002%

 

Swap

01/02/2023

 

Cash

11,847

0.002%

 

Swap

18/03/2020

 

Cash

11,600

0.001%

 

CFD

28/02/2029

 

Cash

11,500

0.001%

 

CFD

25/01/2029

 

Cash

11,400

0.001%

 

CFD

29/02/2024

 

Cash

11,203

0.001%

 

Swap

31/12/2019

 

Cash

10,900

0.001%

 

CFD

28/10/2020

 

Cash

10,812

0.001%

 

Swap

06/03/2020

 

Cash

10,500

0.001%

 

CFD

14/02/2029

 

Cash

10,303

0.001%

 

CFD

14/02/2029

 

Cash

9,094

0.001%

 

CFD

28/02/2024

 

Cash

8,715

0.001%

 

Swap

12/06/2023

 

Cash

8,165

0.001%

 

CFD

31/01/2029

 

Cash

7,842

0.001%

 

CFD

14/02/2029

 

Cash

7,720

0.001%

 

CFD

19/03/2029

 

Cash

7,558

0.001%

 

CFD

07/02/2029

 

Cash

7,263

0.001%

 

CFD

14/01/2021

 

Cash

6,812

0.001%

 

CFD

01/02/2029

 

Cash

6,777

0.001%

 

CFD

24/02/2021

 

Cash

6,225

0.001%

 

Swap

16/04/2020

 

Cash

5,700

0.001%

 

CFD

14/01/2021

 

Cash

5,420

0.001%

 

CFD

09/02/2029

 

Cash

5,085

0.001%

 

CFD

15/12/2027

 

Cash

5,000

0.001%

 

CFD

08/03/2028

 

Cash

5,000

0.001%

 

CFD

12/05/2028

 

Cash

5,000

0.001%

 

Swap

22/05/2020

 

Cash

4,774

0.001%

 

CFD

09/02/2029

 

Cash

4,694

0.001%

 

CFD

04/02/2022

 

Cash

4,300

0.001%

 

Call Option

07/05/2019

 

Cash

4,063

0.001%

 

Swap

03/11/2021

 

Cash

3,634

0.0005%

 

CFD

09/02/2029

 

Cash

3,517

0.0005%

 

CFD

01/02/2029

 

Cash

3,500

0.0004%

 

Swap

22/05/2020

 

Cash

2,857

0.0004%

 

Call Option

08/05/2019

 

Cash

2,844

0.0004%

 

Swap

03/11/2021

 

Cash

2,556

0.0003%

 

CFD

14/03/2029

 

Cash

2,500

0.0003%

 

Swap

04/02/2022

 

Cash

2,470

0.0003%

 

CFD

28/10/2020

 

Cash

2,350

0.0003%

 

CFD

28/10/2020

 

Cash

2,350

0.0003%

 

CFD

07/03/2029

 

Cash

2,281

0.0003%

 

CFD

21/03/2029

 

Cash

2,260

0.0003%

 

Swap

03/11/2021

 

Cash

2,214

0.0003%

 

CFD

09/02/2029

 

Cash

1,900

0.0002%

 

Swap

22/05/2020

 

Cash

1,768

0.0002%

 

CFD

21/03/2029

 

Cash

1,584

0.0002%

 

CFD

09/02/2029

 

Cash

1,424

0.0002%

 

CFD

09/03/2029

 

Cash

1,100

0.0001%

 

Call Option

16/04/2019

 

Cash

1,094

0.0001%

 

CFD

07/03/2029

 

Cash

700

0.0001%

 

CFD

09/03/2029

 

Cash

645

0.0001%

 

Call Option

09/04/2019

 

Cash

537

0.0001%

 

CFD

09/03/2029

 

Cash

531

0.0001%

 

CFD

19/03/2029

 

Cash

500

0.0001%

 

Swap

22/05/2020

 

Cash

461

0.0001%

 

CFD

19/03/2029

 

Cash

451

0.0001%

 

Call Option

17/04/2019

 

Cash

433

0.0001%

 

Swap

22/05/2020

 

Cash

419

0.0001%

 

Call Option

07/05/2019

 

Cash

369

0.00005%

 

CFD

09/03/2029

 

Cash

357

0.00005%

 

Swap

22/05/2020

 

Cash

329

0.00004%

 

Swap

22/05/2020

 

Cash

323

0.00004%

 

CFD

09/03/2029

 

Cash

258

0.00003%

 

CFD

16/03/2029

 

Cash

150

0.00002%

 

CFD

12/03/2029

 

Cash

100

0.00001%

 

Call Option

12/04/2019

 

Cash

36

0.000005%

 

Call Option

10/04/2019

 

Cash

31

0.000004%

 

Call Option

04/04/2019

 

Cash

5

0.000001%

 

Call Option

08/04/2019

 

Cash

4

0.000001%

 

Total Number of voting rights and percentage of voting rights

43,500,617

5.57%

 

Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

 

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
END
 
 
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