2nd Dec 2016 16:14
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Trinity Capital PLC | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to thenotification obligation: iii | Weiss Asset Management LP | ||||
4. Full name of shareholder(s) (if different from 3.):iv | Brookdale International Partners, L.P., Brookdale Global Opportunity Fund | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | Dec-01-2016 | ||||
6. Date on which issuer notified: | Dec-01-2016 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | < 9% | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
GB00B0ZL5243 | 14,681,345 | 14,681,345 | 12,981,345 | 12,981,345 | n/a | 6.17 % | n/a | |||||||||
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B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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CFD |
n/a |
n/a |
n/a |
4,500,000 | Nominal | Delta | ||||||||||
2.14 % | 1 | |||||||||||||||
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Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
17,481,345 | 8.31 % | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
Brookdale International Partners, L.P.: 12,261,319 voting rights/financial instruments (5.83 %) Brookdale Global Opportunity Fund: 5,220,026 voting rights/financial instruments (2.48 %) | ||
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Proxy Voting: | ||
10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will ceaseto hold: |
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12. Date on which proxy holder will cease to holdvoting rights: |
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13. Additional information: | Please note: This notification is being furnished to the issuer pursuant to paragraph 83.1 of the issuer's Articles of Association dated 19 December 2008. It is provided on a TR-1 form for convenience purposes only and is not being filed with the FCA. | |
14. Contact name: | Georgiy Nikitin | |
15. Contact telephone number: | +1-617-778-7725 | |
Related Shares:
The Revel Collective