4th Aug 2016 15:50
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Equiniti Group Plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | |||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ü | ||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to thenotification obligation: iii | Citadel GP LLC Citadel Advisors Holdings II LP Citadel Advisors LLC | ||||
4. Full name of shareholder(s) (if different from 3.):iv | N/A | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 2 August 2016 | ||||
6. Date on which issuer notified: | 4 August 2016 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | Crossed above 5% | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
Equity swap | N/A | N/A | N/A | 17,876,107 | Nominal | Delta | ||||||||||
5.96 | N/A | |||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
17,876,107 | 5.96 | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
Citadel GP LLC is the general partner of Citadel Advisors Holdings II LP. Citadel Advisors Holdings II LP is the parent undertaking of Citadel Advisors LLC. Citadel Advisors LLC is the discretionary portfolio manager of a number of underlying funds.
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Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will ceaseto hold: | N/A | |
12. Date on which proxy holder will cease to holdvoting rights: | N/A | |
13. Additional information: | Citadel Advisors LLC is the investment manager of the funds which own the instruments subject to disclosure | |
14. Contact name: | Pauline Rogers | |
15. Contact telephone number: | +44 (0) 207 645 9708 | |
Related Shares:
EQN.L