30th Dec 2022 12:38
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BN4HT335
Issuer Name
INDIVIOR PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities plc |
5. Date on which the threshold was crossed or reached
18-Nov-2022
6. Date on which Issuer notified
29-Dec-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 0.197895 | 4.919231 | 5.117126 | 7005082 |
Position of previous notification (if applicable) | 0.156069 | 4.921160 | 5.077229 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BN4HT335 | 270908 | 0.197895 | ||
Sub Total 8.A | 270908 | 0.197895% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Depository Receipt | n/a | n/a | 5 | 0.000004 |
Sub Total 8.B1 | 5 | 0.000004% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 30/01/2023 | 30/01/2023 | Cash | 292696 | 0.213811 |
Cash-settled Equity Swap | 07/02/2023 | 07/02/2023 | Cash | 1194152 | 0.872313 |
Cash-settled Equity Swap | 15/02/2023 | 15/02/2023 | Cash | 594746 | 0.434455 |
Cash-settled Equity Swap | 23/02/2023 | 23/02/2023 | Cash | 348620 | 0.254663 |
Cash-settled Equity Swap | 01/03/2023 | 01/03/2023 | Cash | 475 | 0.000347 |
Cash-settled Equity Swap | 08/03/2023 | 08/03/2023 | Cash | 555791 | 0.405998 |
Cash-settled Equity Swap | 17/03/2023 | 17/03/2023 | Cash | 1211580 | 0.885044 |
Cash-settled Equity Swap | 23/03/2023 | 23/03/2023 | Cash | 1400000 | 1.022683 |
Cash-settled Equity Swap | 17/05/2023 | 17/05/2023 | Cash | 550812 | 0.402361 |
Cash-settled Equity Swap | 30/05/2023 | 30/05/2023 | Cash | 111276 | 0.081286 |
Cash-settled Equity Swap | 02/06/2023 | 02/06/2023 | Cash | 35 | 0.000026 |
Cash-settled Equity Swap | 19/07/2023 | 19/07/2023 | Cash | 8990 | 0.006567 |
Cash-settled Equity Swap | 27/09/2023 | 27/09/2023 | Cash | 1559 | 0.001139 |
Cash-settled Equity Swap | 14/11/2023 | 14/11/2023 | Cash | 11732 | 0.008570 |
Cash-settled Equity Swap | 03/01/2024 | 03/01/2024 | Cash | 327 | 0.000239 |
Cash-settled Equity Swap | 05/05/2027 | 05/05/2027 | Cash | 321676 | 0.234980 |
Cash-settled Equity Swap | 02/06/2027 | 02/06/2027 | Cash | 126523 | 0.092423 |
Cash-settled Equity Swap | 03/11/2027 | 03/11/2027 | Cash | 3179 | 0.002322 |
Sub Total 8.B2 | 6734169 | 4.919227% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 4.919227 | 5.072178% | |
JPMorgan Chase & Co. | JPMorgan Chase Bank, National Association | |||
JPMorgan Chase & Co. | J.P. Morgan Securities LLC |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)JPMorgan Chase & Co.JPMorgan Chase Holdings LLC (100%)J.P. Morgan Broker-Dealer Holdings Inc. (100%)J.P. Morgan Securities LLC (100%)
12. Date of Completion
29-Dec-2022
13. Place Of Completion
London
Related Shares:
Indivior