5th May 2021 15:38
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0007973794
Issuer Name
SERCO GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
JPMorgan Chase Bank, N.A. | ||
J.P. Morgan Securities Plc |
5. Date on which the threshold was crossed or reached
29-Apr-2021
6. Date on which Issuer notified
04-May-2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 1.490692 | 3.960557 | 5.451249 | 65998585 |
Position of previous notification (if applicable) | 1.281700 | 4.276649 | 5.558349 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB0007973794 | 18047894 | 1.490692 | ||
Sub Total 8.A | 18047894 | 1.490692% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Sub Total 8.B1 | ||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 05/05/2021 | 05/05/2021 | Cash | 3839000 | 0.317088 |
Cash-settled Equity Swap | 10/05/2021 | 10/05/2021 | Cash | 7115147 | 0.587686 |
Cash-settled Equity Swap | 14/05/2021 | 14/05/2021 | Cash | 4336000 | 0.358138 |
Cash-settled Equity Swap | 26/05/2021 | 26/05/2021 | Cash | 5615000 | 0.463779 |
Cash-settled Equity Swap | 28/05/2021 | 28/05/2021 | Cash | 3130000 | 0.258527 |
Cash-settled Equity Swap | 23/06/2021 | 23/06/2021 | Cash | 5001877 | 0.413137 |
Cash-settled Equity Swap | 12/07/2021 | 12/07/2021 | Cash | 1782000 | 0.147187 |
Cash-settled Equity Swap | 30/07/2021 | 30/07/2021 | Cash | 9000000 | 0.743368 |
Cash-settled Equity Swap | 25/08/2021 | 25/08/2021 | Cash | 1374000 | 0.113488 |
Cash-settled Equity Swap | 14/09/2021 | 14/09/2021 | Cash | 3775975 | 0.311882 |
Cash-settled Equity Swap | 02/11/2021 | 02/11/2021 | Cash | 129334 | 0.010683 |
Cash-settled Equity Swap | 02/12/2021 | 02/12/2021 | Cash | 55487 | 0.004583 |
Cash-settled Equity Swap | 22/12/2021 | 22/12/2021 | Cash | 4667 | 0.000385 |
Cash-settled Equity Swap | 05/01/2022 | 05/01/2022 | Cash | 2610 | 0.000216 |
Cash-settled Equity Swap | 02/02/2022 | 02/02/2022 | Cash | 7930 | 0.000655 |
Cash-settled Equity Swap | 28/02/2022 | 28/02/2022 | Cash | 31835 | 0.002629 |
Cash-settled Equity Swap | 18/03/2022 | 18/03/2022 | Cash | 4501 | 0.000372 |
Cash-settled Equity Swap | 27/04/2022 | 27/04/2022 | Cash | 168274 | 0.013899 |
Cash-settled Equity Swap | 29/04/2022 | 29/04/2022 | Cash | 2340806 | 0.193342 |
Cash-settled Equity Swap | 04/05/2022 | 04/05/2022 | Cash | 120274 | 0.009934 |
Cash-settled Equity Swap | 06/06/2022 | 06/06/2022 | Cash | 83517 | 0.006898 |
Cash-settled Equity Swap | 31/10/2022 | 31/10/2022 | Cash | 4244 | 0.000351 |
Cash-settled Equity Swap | 04/05/2026 | 04/05/2026 | Cash | 28213 | 0.002330 |
Sub Total 8.B2 | 47950691 | 3.960557% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 1.490690 | 3.960557 | 5.451247 |
JPMorgan Chase & Co. | JPMorgan Chase Bank, National Association | 0.000000 |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)
12. Date of Completion
04-May-2021
13. Place Of Completion
London, United Kingdom
Related Shares:
Serco