15th Dec 2011 11:56
For filings with issuer exclude the annex |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | ROCKHOPPER EXPLORATION GB00B0FVQX23 | ||
2. Reason for the notification (please tick the appropriate box or boxes) | |||
An acquisition or disposal of voting rights | X | ||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||
An event changing the breakdown of voting rights | |||
Other (please specify): ___________ |
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3. Full name of person(s) subject to the notification obligation: | UBS Investment Bank | ||
4. Full name of shareholder(s) (if different from 3.): | UBS AG London Branch | ||
5. Date of the transaction and date on which the threshold is crossed or reached if different: | 12/12/2011 | ||
6. Date on which issuer notified: | 14/12/2011 | ||
7. Threshold(s) that is/are crossed or reached: | 4% | ||
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1. 1. 1.
8.Notified details: Nominee holdings | |||||||
A: Voting rights attached to shares | |||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights viii | Number of shares | Number of voting rights | % of voting rights | |||
Direct | Direct | Indirect | Direct | Indirect | |||
GB00B0FVQX23 |
| 14,169,493 | 14,169,493 | - | 4.99% | - |
B: Financial Instruments |
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Resulting situation after the triggering transaction xii |
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Type of financial instrument | Expiration date | Exercise/ Conversion Period/ Date | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||
Resulting situation after the triggering transaction | ||||||||||
Type of financial instrument | Exercise price | Expiration Date | Exercise/ Conversion period | Number of voting rights instrument refers to | % of voting rights | |||||
Nominal | Delta | |||||||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
14,169,493 | 4.99% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
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Proxy Voting: | |
10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: | Nemanja Pantic/Zuzana Gorogova |
15. Contact telephone number: | +41 44 239 6225 |
Related Shares:
Rockhopper