20th Aug 2010 16:56
For filings with the FSA include the annex |
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For filings with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
HMV Group Plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
ü |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: iii |
FIL Limited |
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4. Full name of shareholder(s) (if different from 3.):iv |
See attached schedule |
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5. Date of the transaction and date on which the threshold is crossed or reached: v |
18 August 2010 |
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6. Date on which issuer notified: |
20 August 2010 |
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7. Threshold(s) that is/are crossed or reached: vi, vii |
5% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x |
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Indirect |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GB0031575722 |
20,178,795 |
20,178,795 |
19,728,398 |
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19,728,398 |
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4.65 |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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CFD |
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1,206,900 |
Nominal |
Delta |
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0.284 |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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20,935,298 |
4.94 |
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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See attached schedule |
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Proxy Voting: |
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10. Name of the proxy holder: |
FIL Limited |
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11. Number of voting rights proxy holder will cease to hold: |
450,397 |
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12. Date on which proxy holder will cease to hold voting rights: |
18 August 2010 |
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13. Additional information: |
None |
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14. Contact name: |
Shaheen Hussain |
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15. Contact telephone number: |
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Note: Annex should only be submitted to the FSA not the issuer |
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Annex: Notification of major interests in sharesxxii |
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A: Identity of the persons or legal entity subject to the notification obligation |
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Full name (including legal form of legal entities)
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FIL Limited |
Contact address (registered office for legal entities)
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Pembroke Hall, 42 Crow Lane, Pembroke, HM 19 Bermuda |
Phone number & email
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01737 836149 |
Other useful information (at least legal representative for legal persons)
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Company Secretary |
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B: Identity of the notifier, if applicable |
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Full name
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FIL Investments International |
Contact address
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Kingswood Fields, Millfield Lane, Lower Kingswood, Tadworth, Surrey KT20 6RB |
Phone number & email
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01737 836241 |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
Authorised to make this filing under power of attorney |
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C: Additional information |
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None |
Schedule
FIL
FIL
Issuer Name: HMV GROUP PLC
Current Ownership percentage: 4.94%
Total Shares Held: 20,935,298
Issued Share Capital: 423,587,057
FIL Limited (FIL) is the parent holding company for various direct and indirect subsidiaries, including FIL Fund Management Limited (FFML), FIL Investment Services Ltd (FISL), FIL Gestion (FIGEST), FIL Asset Management (Korea) Limited (FIAKL) FIL Investments Management (Hong Kong) Limited (FIMHK), FIL Pension Management (FPM), Fidelity Investments Japan (FIJ) and FIL Investments International (FII), investment managers for various non-US Investment Companies and Institutional clients.
SHARES HELD |
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NOMINEE |
MANAGEMENT COMPANY |
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2,084,573 |
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JP MORGAN, BOURNEMOUTH |
FII |
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17,643,825 |
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JP MORGAN, BOURNEMOUTH |
FISL |
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1,206,900 |
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BROWN BROS HARRIMN LTD LUX (C) |
FIL |
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Related Shares:
Hmv Group