19th Dec 2008 17:24
TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ICAP PLC
2. Reason for the notification (please place an X inside the appropriate bracket/s):
An acquisition or disposal of voting rights: (X)
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: ( )
An event changing the breakdown of voting rights: ( )
Other (please specify) : (….)
3. Full name of person(s) subject to the notification obligation:
AXA S.A., 25 Avenue Matignon, 75008 Paris and its group of companies
4. Full name of shareholder(s) (if different from 3.) :
5. Date of the transaction (and date on which the threshold is crossed or reached if different):
15/12/2008
6. Date on which issuer notified:
17/12/2008
7. Threshold(s) that is/are crossed or reached:
5%
8. Notified details:
A: Voting rights attached to shares
|
Class/type of shares if possible using the ISIN CODE |
Situation previous to the Triggering transaction |
|
|
|
Number of shares |
Number of voting Rights |
|
41,016,989 |
41,016,989 |
|
Resulting situation after the triggering transaction
|
Class/type of shares if possible using the ISIN CODE |
Number of shares |
Number of voting rights |
% of voting rights |
||
|
|
Direct |
Direct |
Indirect |
Direct |
Indirect |
|
ORDINARY ISIN GB0033872168 |
5,209,448 |
5,209,448 |
32,293,282 |
0.80% |
4.99% |
B: Financial Instruments
Resulting situation after the triggering transaction
|
Type of financial instrument |
Expiration Date |
Exercise/Conversion Period/ Date |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
Total (A+B)
|
Number of voting rights |
% of voting rights |
|
37,502,730 |
5.79% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable :
NAME OF THE COMPANY/ FUND NUMBER OF SHARES % OF ISSUED SHARE CAPITAL
AXA 990,461.00 0.15293
DIRECT
AXA FINANCIAL, INC 30,799,861.00 4.75566
INDIRECT
AXA FRAMLINGTON 112,500.00 0.01737
INDIRECT
AXA FRANCE 1,380,921.00 0.21322
INDIRECT
AXA IM UK 597,150.00 0.092203108
DIRECT
AXA WINTERHUR 3,621,837.00 0.56
DIRECT
TOTAL DIRECT 5,209,448 0.80437
TOTAL INDIRECT 32,293,282 4.98625
TOTAL 37,502,730 5.79062
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting rights:
N/A
13. Additional information:
14. Contact name:
DEBORAH ABREHART
GROUP COMPANY SECRETARY
ICAP PLC
15. Contact telephone number:
020 7000 5000
Related Shares:
IAP.L