1st Nov 2012 14:36
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
DIGITAL BARRIERS PLC | ||
2 Reason for the notification (please tick the appropriate box or boxes): | |||
An acquisition or disposal of voting rights |
x | ||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||
An event changing the breakdown of voting rights | |||
Other (please specify): | |||
3. Full name of person(s) subject to the notification obligation: iii |
NewSmith LLP "NSLLP"
NewSmith Asset Management LLP "NSAMLLP" | ||
4. Full name of shareholder(s) (if different from 3.):iv |
Various- no individual Shareholder holds more than 3% of the shares in issue | ||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
31st October 2012 | ||
6. Date on which issuer notified: |
1st November 2012 | ||
7. Threshold(s) that is/are crossed or reached: vi, vii |
<5% | ||
8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type of shares
if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||
Direct | xi Direct | xii Indirect |
Direct |
Indirect | |||
GB00B627R876 |
2,260,682 |
2,260,682 |
|
|
|
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |
Nominal |
Delta | |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
|
< 5% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
NSLLP is the parent undertaking of NSAM LLP
|
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | NSAM LLP has a notifiable interest on the basis that it is the investment manager of a number of funds and managed accounts. None of the underlying discretionary accounts hold more than 3% of the outstanding shares in issue. |
14. Contact name: |
Jonathan Lay |
15. Contact telephone number: |
020 7518 3732 |
Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) |
NewSmith Asset Management LLP |
Contact address (registered office for legal entities) | Lansdowne House 57 Berkeley Square London W1J 6ER |
Phone number & email | 020 7518 3732 jonathan.lay@newsmith.com |
Other useful information (at least legal representative for legal persons) |
Jonathan Lay, Compliance Officer |
B: Identity of the notifier, if applicable | |
Full name | |
Contact address | |
Phone number & email | |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
C: Additional information |
Related Shares:
Thruvision Grp