10th May 2013 13:40
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | ARM Holdings plc
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2 Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | X | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
An event changing the breakdown of voting rights | ||
Other (please specify): |
| |
3. Full name of person(s) subject to the notification obligation: iii |
The Capital Group Companies, Inc.
|
4. Full name of shareholder(s) (if different from 3.): iv |
See Schedule A
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5. Date of the transaction and date on which the threshold is crossed or reached: v |
8 May 2013
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6. Date on which issuer notified: |
9 May 2013
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7. Threshold(s) that is/are crossed or reached: vi, vii |
Above 7%
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8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||
(GB0000595859)
| 96,693,046
| 96,693,046
| 98,243,045
| 7.0339%
|
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financialinstrument | Expirationdate xiii | Exercise/ConversionPeriod xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted.
| % of votingrights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exerciseprice | Expirationdate xvii | Exercise/Conversionperiod xviii | Number of votingrights instrumentrefers to | % of voting rights xix, xx
| |
Nominal | Delta
| |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
98,243,045
|
7.0339%
|
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi |
See Schedule A
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Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | |
14. Contact name: | |
15. Contact telephone number: |
Note: Annex should only be submitted to the FCA not the issuer | |
Annex: Notification of major interests in share | |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) |
The Capital Group Companies, Inc.
|
Contact address (registered office for legal entities) | 333 South Hope Street, 55th Floor Los Angeles, California 90071 |
Phone number & email | (213) 615-0469 & |
Other useful information (at least legal representative for legal persons) | |
B: Identity of the notifier, if applicable | |
Full name |
Vivien Tan
|
Contact address | 333 South Hope Street, 55th Floor Los Angeles, California 90071 |
Phone number & email | (213) 615-0469 & |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
Fax: (213) 615-4056
|
C: Additional information | |
Due to a company reorganization, Capital Group International, Inc. ("CGII") and Capital Research and Management Company ("CRMC") will no longer report relevant holdings separately. With effect from 1 September 2012, the holdings under management will be reported in aggregate by the group's parent company, The Capital Group Companies, Inc.
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For notes on how to complete form TR-1 please see the FCA website. |
As of 8 May 2013
ARM Holdings plc
Number of Percent of
Shares Outstanding
The Capital Group Companies, Inc. ("CG") holdings 98,243,045 7.034%
Holdings by CG Management Companies and Funds:
• Capital Research and Management Company 98,243,045 7.034%
Schedule A
Related Shares:
ARM.L