30th Sep 2015 13:51
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | Rockhopper Exploration Plc GB00B0FVQX23 | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | Yes | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | n/a | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | n/a | |||
An event changing the breakdown of voting rights | n/a | |||
Other (please specify): | n/a | |||
3. Full name of person(s) subject to thenotification obligation: | UBS Investment Bank UBS Group AG | |||
4. Full name of shareholder(s) (if different from 3.): |
UBS AG London Branch UBS Limited
| |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: | 28 September 2015 | |||
6. Date on which issuer notified: | 30 September 2015 | |||
7. Threshold(s) that is/are crossed orreached: | 8% | |||
8. Notified details: | |||||||||||||||
A: Voting rights attached to shares | |||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | |||||||||||
Direct | Indirect xii | Direct | Indirect | ||||||||||||
GB00B0FVQX23
| 21,783,712 | 21,783,712 | - | - | 24,627,758 | - | 8.31% | ||||||||
B: Qualifying Financial Instruments | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Expirationdate | Exercise/Conversion Period | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||
- | - | - | - | - | |||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period | Number of voting rights instrument refers to
| % of voting rights
| ||||||||||
- | - | - | - | - | Nominal | Delta | |||||||||
- | - | ||||||||||||||
Total (A+B+C) | |||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||
24,627,758 | 8.31% | ||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: | ||
UBS Group AG is a group holding company for UBS Investment Bank business. Voting rights are held through its controlled undertakings as set out below.
UBS AG: - directly through its branches: UBS AG London Branch - 23,275,776 (7.85%); and - indirectly through its subsidiaries: UBS Limited - 1,351,982 (0.46%)
| ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | Konstantina Georgaki / Zuzana Görögová | |
15. Contact telephone number: | +41 44 239 4071 | |
Related Shares:
Rockhopper