11th Apr 2017 16:15
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
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1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | ANGLO AMERICAN PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | x | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | x | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | x | |||
An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to thenotification obligation: iii | Deutsche Bank AG | |||
4. Full name of shareholder(s) (if different from 3.):iv |
Deutsche Bank AG, London Branch Deutsche Securities (SA) (Proprietary) Limited Deutsche Bank AG, Frankfurt
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5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 06/04/2017 | |||
6. Date on which issuer notified: | 10/04/2017 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | Above 5% | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
GB00B1XZS820 | Below notifiable threshold | Below notifiable threshold | 26,307,194 | 26,307,194 | 0 | 1.87% | 0 | |||||||||
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B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
Right to Recall Call Option Exchangeable Bond |
19-Oct-17 11-Apr-20 |
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1,164,138 1,956,000 12,078,022 |
0.08% 0.14% 0.86% | ||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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Swaps Call Option Put Option Option Swaps
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04-Mar-19 10-Dec-18 10-Dec-18 16-Jun-17
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17,880,789 13,136,403 5,371,612 250,000
| Nominal | Delta | ||||||||||
1.27% 0.94% 0.38% 0.02%
| 1.27% 0.94% 0.38% 0.02%
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Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
78,144,158 |
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9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | |||||||||||
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Proxy Voting: | |||||||||||
10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will ceaseto hold: |
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12. Date on which proxy holder will cease to holdvoting rights: |
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13. Additional information: |
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14. Contact name: | John Mills, Group Company Secretary | ||||||||||
15. Contact telephone number: | +44 (0) 207 968 8964 | ||||||||||
Related Shares:
Anglo American