13th Oct 2008 13:00
Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
LONMIN PLC |
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2. Reason for notification (yes/no) |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An event changing the breakdown of voting rights |
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Other (please specify):______________ |
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3. Full name of person(s) subject to notification obligation: |
NWQ Holdings, LLC Nuveen Investments, Inc. Windy City Investments, Inc. Windy City Investments Holdings, LLC MDCP Holdco (Windy), LLC Madison Dearborn Capital Partners V-A, L.P. Madison Dearborn Capital Partners V-C, L.P. Madison Dearborn Capital Partners V Executive-A, L.P. Madison Dearborn Partners V-A&C, L.P. |
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4. Full name of shareholder(s) (if different from 3): |
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5. Date of transaction (and date on which the threshold is crossed or reached if different): |
7 October 2008 |
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6. Date on which issuer notified: |
10 October 2008 |
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7. Threshold(s) that is/are crossed or reached: |
1% change |
8: Notified Details |
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A: Voting rights attached to shares |
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Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
Percentage of voting rights |
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Direct |
Indirect |
Direct |
Indirect |
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GB0031192486 |
1,750,185 |
1,604,358 |
1,604,358 |
1.02% |
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US54336Q2030 |
5,959,888 |
3,998,477 |
3,998,477 |
2.56% |
B: Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
N/A |
Total (A+B) |
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Number of voting rights |
Percentage of voting rights |
5,602,835 |
3.58% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
The voting rights are held by Tradewinds Global Investors, LLC which is controlled by NWQ Holdings, LLC, which is in turn controlled by Nuveen Investments, Inc, which is in turn controlled by Windy City Investments, Inc., which is in turn controlled by Windy City Investments Holdings, L.L.C., which is in turn controlled by MDCP Holdco (Windy), LLC, which is in turn controlled by Madison Dearborn Partners V-A&C, L.P. through its management of various private equity funds: Madison Dearborn Capital Partners V-A, L.P., Madison Dearborn Capital Partners V-C, L.P., and Madison Dearborn Capital Partners V Executive-A, L.P. Tradewinds Global Investors, LLC notified its interest to the issuer on 29 October 2007 and its interest had not changed. |
Proxy Voting: |
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10. Name of proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: |
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14 Contact name: |
Seema Kamboj, Lonmin Plc |
15. Contact telephone number: |
+ 44 207 201 6053 |
Related Shares:
Lonmin