5th Nov 2013 17:13
For filings with the FCA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | DOLPHIN CAPITAL INVESTORS LTD. | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to thenotification obligation: iii | OAK HILL ADVISORS, L.P. | ||||
4. Full name of shareholder(s) (if different from 3.):iv | OHA EUROPEAN STRATEGIC CREDIT MASTER FUND (EURO), L.P. | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | OCTOBER 31, 2013 | ||||
6. Date on which issuer notified: | NOVEMBER 5, 2013 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | PURCHASE OF 4.49% OF OUTSTANDING COMMON STOCK | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
VGG2803G1028 | 0 | 0 | 28,850,000 | 4.49% | ||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
OAK HILL ADVISORS, L.P. IS THE OWNER OF OAK HILL ADVISORS (EUROPE) LLP, WHICH IS THE MANAGER OF OHA EUROPEAN STRATEGIC CREDIT MASTER FUND (EURO), L.P. THE PURCHASER OF THE COMMON STOCK | ||
Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will ceaseto hold: | N/A | |
12. Date on which proxy holder will cease to holdvoting rights: | N/A | |
13. Additional information: | ||
14. Contact name: | RICHARD MUNN, OAK HILL ADVISORS (EUROPE) LLP | |
15. Contact telephone number: | 011-44-20-7968-3675 | |
Related Shares:
Dci Advisors