30th Nov 2015 17:44
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | Standard Chartered PLC
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2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | Change to the FCA's Disclosure and Transparency Rules | ü | ||
3. Full name of person(s) subject to thenotification obligation: | Temasek Holdings (Private) Limited
Fullerton Management Pte Ltd
Dover Investments Pte. Ltd. | |||
4. Full name of shareholder(s) (if different from 3.): |
Nortrust Nominees Limited
Lynchwood Nominees Limited
Chase Nominees Limited
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5. Date of the transaction and date onwhich the threshold is crossed orreached: | 26 November 2015 | |||
6. Date on which issuer notified: | 30 November 2015 | |||
7. Threshold(s) that is/are crossed orreached: | No change | |||
8. Notified details: | ||||||||||||||
A: Voting rights attached to shares | ||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | ||||||||||
Direct | Indirect | Direct | Indirect | |||||||||||
ORD USD 0.50 | 438,346,484
(See (1) in Additional Information in Box 13) | 109,586,621
(based on 1 voting right for every US$2.00 nominal value of shares) | NIL | NIL | 100,537,769
(based on 1 voting right for every US$2.00 nominal value of shares) | NIL | 15.77% | |||||||
B: Qualifying Financial Instruments | ||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||
Type of financialinstrument | Expirationdate | Exercise/Conversion Period | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||
Rights to recall lent shares | 30 December 2015 | Any time up to 30 December 2015 | 9,048,852 (based on 1 voting right for every US$2.00 nominal value of shares) | 1.42% | ||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||
Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period | Number of voting rights instrument refers to
| % of voting rights
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NIL | NIL | NIL | NIL | NIL | Nominal | Delta | ||||||||
NIL | NIL | |||||||||||||
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Total (A+B+C) | ||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||
109,586,621 (based on 1 voting right for every US$2.00 nominal value of shares) | 17.19% | |||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: | ||
Temasek Holdings (Private) Limited (Indirect)- 438,346,484 shares (109,586,621 voting rights based on 1 voting right for every US$2.00 nominal value of shares) =17.19% (See Additional Information in Box 13)
Fullerton Management Pte Ltd (Indirect)- 438,346,484 shares (109,586,621 voting rights based on 1 voting right for every US$2.00 nominal value of shares) =17.19% (See Additional Information in Box 13)
Dover Investments Pte. Ltd. (Indirect through the nominees listed in Box 4) - 438,346,484 shares (109,586,621 voting rights based on 1 voting right for every US$2.00 nominal value of shares)= 17.19%
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Proxy Voting: | ||
10. Name of the proxy holder: | NIL | |
11. Number of voting rights proxy holder will ceaseto hold: | NIL | |
12. Date on which proxy holder will cease to holdvoting rights: | NIL | |
13. Additional information: | (1) The 402,151,076 shares are held by Dover Investments Pte. Ltd. ("Dover") through the nominees listed in Box 4 as of 30 November 2015. Dover is a wholly owned subsidiary of Fullerton Management Pte Ltd ("FMPL") which is in turn a wholly owned subsidiary of Temasek Holdings (Private) Limited ("Temasek").
(2) Dover has the right to recall 36,195,408 lent shares under a stock lending agreement (see Box 8B).
(3) Notification using shares in issue figure of 2,549,479,999 (637,369,999 voting rights based on 1 voting right for every US$2.00 nominal value of shares) as at close of business on 6 November 2015. | |
Annex Notification Of Major Interests In Shares |
A: Identity of the person or legal entity subject to the notification obligation | |
Full name (including legal form for legal entities) | Standard Chartered PLC |
Contact address (registered office for legal entities) | 1 Basinghall Avenue,London, EC2V 5DD. |
Phone number | 020 7885 7456 |
Other useful information (at least legal representative for legal persons) |
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B: Identity of the notifier, if applicable | |
Full name | Lee Davis |
Contact address | Standard Chartered PLC 1 Basinghall Avenue,London, EC2V 5DD |
Phone number | 020 7885 7456 |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Group Corporate Secretariat |
C: Additional information |
Related Shares:
Standard Chartered