10th Sep 2015 11:49
For filings with the FSA include the annex |
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For filings with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||||||
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1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Trading Emissions Plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights | X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to thenotification obligation: iii | Lars Ernest Bader |
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4. Full name of shareholder(s) (if different from 3.):iv |
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5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 9/9/2015
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6. Date on which issuer notified: | 10/9/2015
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7. Threshold(s) that is/are crossed orreached: vi, vii | 14.00% |
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8. Notified details: | ||||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||||
Dir5ct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||||
Ordinary (GB00B073G363) | 33000000 | 33000000 | 35250000 | 35250000 | 0 | 14.11% | 0.00% | |||||||||||
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B: Qualifying Financial Instruments | ||||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| Nominal | Delta | ||||||||||||||||
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Total (A+B+C) | ||||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||||
35250000 | 14.11% | |||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||||||
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Proxy Voting: | ||||||
10. Name of the proxy holder: | ||||||
11. Number of voting rights proxy holder will ceaseto hold: | ||||||
12. Date on which proxy holder will cease to holdvoting rights: | ||||||
13. Additional information: | ||||||
14. Contact name: | ||||||
15. Contact telephone number: | ||||||
Note: Annex should only be submitted to the FSA not the issuer | |||||
Annex: Notification of major interests in share | |||||
A: Identity of the persons or legal entity subject to the notification obligation | |||||
Full name (including legal form of legal entities)
| Lars Ernest Bader | ||||
Contact address (registered office for legal entities)
| Golfview Apartments #18, Frigate Bay, St Kitts & Nevis | ||||
Phone number & email
| 1 202 681 1279 [email protected] | ||||
Other useful information (at least legal representative for legal persons)
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B: Identity of the notifier, if applicable | |||||
Full name
| Lars Ernest Bader | ||||
Contact address | Golfview Apartments #18, Frigate Bay, St Kitts & Nevis | ||||
Phone number & email
| 1 202 681 1279 [email protected] | ||||
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | |||||
C: Additional information | |||||
For notes on how to complete form TR-1 please see the FSA website. |
Related Shares:
Trading Emissions PLC