20th May 2014 13:30
TR-1(i): NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached (ii):
ECOFIN WATER & POWER OPPORTUNITIES PLC
2. Reason for the notification (please place an X inside the appropriate bracket/s):
An acquisition or disposal of voting rights: (X)
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: ()
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights: ()
Other (please specify): ()
3. Full name of person(s) subject to the notification obligation (iii):
ASSET VALUE INVESTORS LTD
4. Full name of shareholder(s) (if different from 3.) (iv):
STATESTREET NOMINEES - ASV0
CHASE NOMINEES - ACV07
CHASE NOMINEES - ACV08
CHASE NOMINEES - 11429
BNY NOMINEES - 392213
5. Date of the transaction (and date on which the threshold is crossed or reached if different) (v):
20 MAY 2014
6. Date on which issuer notified:
20 MAY 2014
7. Threshold(s) that is/are crossed or reached (vi, vii):
5%
8. Notified details:
A: Voting rights attached to shares (viii, ix)
Class/type of shares if possible using the ISIN CODE | Situation previous to the Triggering transaction (vi) | |
Number of shares | Number of voting Rights (viii) | |
GB00B09LK252 ORDINARY SHARES | 5,015,000 | 4,850,000 |
Resulting situation after the triggering transaction (vii)
Class/type of shares if possible using the ISIN CODE | Number of shares | Number of voting rights | % of voting rights (x) | ||
Direct (xi) | Indirect (xii) | Direct | Indirect | ||
GB00B09LK252 ORDINARY SHARES | 12,865,000 | 12,493,641 | N/A | 5.951% | N/A |
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument | Expiration Date (xiii) | Exercise/Conversion Period/ Date (xiv) | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
N/A | N/A | N/A | N/A | N/A |
C: Financial Instruments with similar economic effect to Qualify Financial Instruments (xv, xvi)
Resulting situation after the triggering transaction
Type of financial instrument | Exercise price | Exercise date xvii | Exercise/Conversion Period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |
Nominal | Delta | |||||
N/A | N/A | NA | N/A | N/A | N/A | N/A |
Total (A+B+C)
Number of voting rights | % of voting rights |
12,493,641 | 5.95% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable (xxi):
N/A
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting rights:
N/A
13. Additional information:
ASSET VALUE INVESTORS ACTS AS DISCRETIONARY FUND MANAGER FOR ALL SHARES MENTIONED IN ITEM 8.
14. Contact name:
ASSET VALUE INVESTORS LIMITED
JAKE CROWHURST
15. Contact telephone number:
0207 659 4800
Date: 20 MAY 2014
Related Shares:
ECWO.L