3rd Feb 2011 16:30
The following notification reflects the transfer of ownership of the Barclays Global Investors business from Barclays Plc to BlackRock, Inc in December 2009.
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | HSBC HOLDINGS PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii |
BlackRock, Inc. | |||
4. Full name of shareholder(s) (if different from 3.):iv | N/A | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 7th December 2009 | |||
6. Date on which issuer notified: | 9th December 2009 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | Holding has gone above 5% | |||
8. Notified details: | |||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||
GB0005405286
| N/A | N/A | N/A | N/A | 1,142,439,457 | N/A | 6.56% | ||||||||
B: Qualifying Financial Instruments | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||
Preference Stock | 31/12/2049 | 705,100 | 0.0041% | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| ||||||||||
CFD | N/A | N/A | N/A |
234,880
| Nominal | Delta | |||||||||
0.0013% | |||||||||||||||
Total (A+B+C) | |||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||
1,143,379,437 | 6.57% | ||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
On 1 December 2009, the Barclays Global Investors (BGI) business was acquired by BlackRock, Inc. The combined holdings of BlackRock, Inc. following this acquisition triggered this disclosure requirement.
BlackRock Investment Management (UK) Limited - 1,143,379,437 (6.57%) | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: |
BlackRock Compliance Disclosures Team | |
14. Contact name: | Stuart Watchorn 020 7743 5741 | |
15. Name and signature of duly authorised officer of the listed company responsible for making this notification: | Louisa Jenkinson, Senior Assistant Secretary 020 7991 0593 | |
16. Date of notification | 3 February 2011 | |
Related Shares:
HSBC Holdings