23rd Nov 2015 15:13
TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES (i)
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: (ii)
Dunedin Income Growth Investment Trust PLC
2. Reason for the notification (please state Yes/No):
An acquisition or disposal of voting rights: n/a
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: n/a
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments: n/a
An event changing the breakdown of voting rights: n/a
Other: Take-on of New Funds
3. Full name of person(s) subject to the notification obligation: (iii)
Aviva plc & its subsidiaries
4. Full name of shareholder(s) (if different from 3): (iv)
Registered Holder:
Available on Request 207,529*
State Street Nominees Limited 4,786,962
*denotes direct interest
5. Date of the transaction and date on which the threshold is crossed or reached: (v)
19 November 2015
6. Date on which issuer notified:
23 November 2015
7. Threshold(s) that is/are crossed or reached: (vi, vii)
8. Notified details:
A: Voting rights attached to shares (viii, ix)
Situation previous to the Triggering transaction | ||
|
|
|
Class/type of shares if possible using the ISIN CODE | Number ofshares | Number ofvoting rights |
Ordinary Shares GB0003406096 | No previous | No previous |
Resulting situation after the triggering transaction (vii)
Class/type of shares if possible using the ISIN CODE | Number ofshares | Number ofvoting rights | % ofvoting rights (x) | ||
| Direct | Direct | Indirect (xi) | Direct | Indirect |
Ordinary 25p GB0003406096 | 4,994,491 | 4,994,491 | Not disclosable | 3.31% | Not disclosable |
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument | ExpirationDate (xiii) | Exercise/ConversionPeriod/ Date (xiv) | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
n/a | n/a | n/a | n/a | n/a |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments (xv, xvi)
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exerciseprice | Expirationdate | Exercise/Conversionperiod | Number of voting rights instrument refers to | % ofvoting rights(xix, xx) | |
n/a | n/a | n/a | n/a | n/a | Nominal | Delta |
- | - | |||||
Total (A+B+C)
Number of voting rights | % of voting rights |
4,994,491 | 3.31% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
The voting rights are managed and controlled by Aviva Investors Global Services Limited and Friends Provident International Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited:
• Aviva plc (Parent Company)
• Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)
• Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited)
• Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)
Friends Provident International Limited:
• Aviva plc (Parent Company)
• Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)
• Aviva Life Holdings UK Limited (wholly owned subsidiary of Aviva Group Holdings Limited)
• Friends Life FPG Limited (wholly owned subsidiary of Aviva Life Holdings UK Limited)
• Friends Life FPL Limited (wholly owned subsidiary of Friends Life FPG Limited)
• Friends Life Limited (wholly owned subsidiary of Friends Life FPL Limited)
• Friends Life and Pensions Limited (wholly owned subsidiary of Friends Life Limited)
• Friends Provident International Limited (wholly owned subsidiary of Friends Life and Pensions Limited)
Proxy Voting:
10. Name of the proxy holder:
See section 4
11. Number of voting rights proxy holder will cease to hold:
n/a
12. Date on which proxy holder will cease to hold voting rights:
n/a
13. Additional information:
Figures are based on a total number of voting rights of 151,006,187
14. Contact name:
Gordon Hay Smith
15. Contact telephone number:
0131 528 4287
Related Shares:
AvivaDunedin Inc.