3rd Nov 2016 16:45
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
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1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Standard Chartered PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | X | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to thenotification obligation: iii | Aberdeen Asset Managers Limited (and/or acting for its affiliates) as discretionary investment manager on behalf of multiple portfolios | |||
4. Full name of shareholder(s) (if different from 3.):iv |
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5. Date of the transaction and date onwhich the threshold is crossed orreached: v |
31 October 2016 | |||
6. Date on which issuer notified: |
2 November 2016
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7. Threshold(s) that is/are crossed orreached: vi, vii |
Crossing below 5% voting right threshold of voting rights attached to shares. | |||
8. Notified details: | ||||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||||
GB0004082847 (UK Listed) | 193,703,470 | 158,552,003 | 192,421,783 |
| 157,120,316 |
| 4.78% | |||||||||||
GB0004082847 (HK Listed)
| 10,792,803 | 6,525,588 | 10,792,803 |
| 6,525,588 |
| 0.20% | |||||||||||
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B: Qualifying Financial Instruments | ||||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||||
Rights to recall lent shares (UK listed line) |
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| 3,461,612 | 0.11% | ||||||||||||||
Rights to recall lent shares (HK listed line) |
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| 1,059,640 | 0.03% | ||||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| Nominal | Delta | ||||||||||||
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Total (A+B+C) | ||||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||||
168,167,156 | 5.12% | |||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
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Proxy Voting: | ||
10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: | This notification is due to crossing below the 5% voting right threshold of shares under management due to a combination of trading and an increase in stock out on loan. As the voting rights are transferred to the borrower, our total holding has decreased below the 5% voting right threshold. The total holding including the right to recall lent shares remains above 5%. | |
14. Contact name: |
Lee Davis | |
15. Contact telephone number: |
020 7885 7456 | |
Related Shares:
Standard Chartered