29th Oct 2014 16:31
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST INSHARESi
TR-1 NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Asia Resource Minerals plc | ||
2 Reason for the notification (please tick the appropriate box or boxes): | |||
An acquisition or disposal of voting rights | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||
An event changing the breakdown of voting rights | |||
Other (please Indirect holder able to control the exercise of voting rights held by specify): controlled undertaking, as referred to in DTR5.2.1(e) | ü | ||
3. Full name of person(s) subject to the notification obligation: iii |
Raiffeisen Bank International AG | ||
4. Full name of shareholder(s) (if different from 3.):iv |
Ravenwood Acquisition Company Limited ("RACL") | ||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
27 October 2014 | ||
6. Date on which issuer notified: |
28 October 2014 | ||
7. Threshold(s) that is/are crossed or reached: vi, vii |
Below 3% to above 23% | ||
8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type of shares
if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||
Direct | xi Direct | xii Indirect |
Direct |
Indirect | |||
Ordinary shares
GB00B5BLXT62 |
- |
- |
- |
- |
57,361,411 |
- |
23.8% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
N/A |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |
N/A |
Nominal |
Delta | ||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
57,361,411 |
23.8% |
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi |
The registered holder of all the ordinary shares in RACLis Ravenwood Pte Ltd ("Ravenwood"). Each of Ravenwood and RACL are controlled undertakings of Raiffeisen Bank International AG, Singapore Branch ("RBI Singapore"). See Additional information below |
Proxy Voting: | |
10. Name of the proxy holder: |
N/A |
11. Number of voting rights proxy holder will cease to hold: |
N/A |
12. Date on which proxy holder will cease to hold voting rights: |
N/A |
13. Additional information: | Pursuant to the enforcement of a share charge dated 24 November 2013 entered into by Mr Samin Tan (as chargor), and pursuant to the enforcement of a share charge dated 24 March 2014 entered into by Ravenwood (as chargor), in each case with RBI Singapore (as security agent), RBI Singapore or its nominee became entitled to exercise all of the voting rights in Ravenwood and RACL respectively. In addition, as a result of written resolutions dated 28 October 2014, the boards of Ravenwood and RACL comprise only directors nominated by RBI Singapore.RBI Singapore is acting as security agent in connection with (i) a USD224,000,000 credit agreement dated 22 November 2013 between (amongst others) RACL (as borrower) and Raiffeisen Bank International AG, Labuan branch, as lender, and (ii) a security agency |
14. Contact name: | MichaelLehotzki |
15. Contact telephone number: | (DID)+431 71707-1188 (GEN)+43-1-71707-1700] |
Related Shares:
ARMS.L