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Holding(s) in Company

27th Oct 2009 17:35

RNS Number : 4721B
Old Mutual PLC
27 October 2009
 



Ref: 78/09

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

OLD MUTUAL PLC

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify):

 

3. Full name of person(s) subject to the notification obligation:

AXA S.A, 25 Avenue Matignon, 75008 Paris and its group of companies

4. Full name of shareholder(s) (if different from 3.):

 

5. Date of the transaction and date on which the threshold is crossed or reached:

 26/10/2009

6. Date on which issuer notified:

 27/10/2009

7. Threshold(s) that is/are crossed or reached:

INCREASE IN TOTAL HOLDINGS FROM 4.49% TO 5.19%

  

8. Notified details:

A: Voting rights attached to shares

Class/type of shares

if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of voting rights

Direct

Direct

Indirect

Direct

Indirect

 0738992

237,123,733

237,123,733

35,050,581

35,050,581

238,890,274

0.66

4.53

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date

Exercise/ Conversion Period

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

 

 

 

 

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date

Exercise/ Conversion period

Number of voting rights instrument refers to

% of voting rights

 

 

 

 

 

Nominal

Delta

 

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

 549,220,020

 5.19%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

 Name of the Company / Fund Number of Shares % of issued share capital

Alliance Capital Management   3,552,300.00   0.03365

Direct   

AXA 10,367,638.00 0.09822

Direct    

AXA Australia 271,655.00   0.00257

Indirect  

AXA Colonia Konzern   996,000.00   0.00944

Direct  

AXA Colonia Konzern 519,603.00 0.0049224

Indirect    

AXA Financial, Inc 235,887,868.00   2.23

Indirect

AXA France 18,703.00 0.000177181

Indirect

AXA IM UK 8,139,643.00 0.077109988

Direct

AXA IM UK 686,670.00 0.006505091

Indirect

AXA Rosenberg 11,995,000.00 0.113633277

Direct

AXA Rosenberg 1,505,775.00 0.014264789

Indirect

Total Direct 35,050,581 0.66410

Total Indirect 238,890,274 4.52620

TOTAL 273,940,855 5.19030

Proxy Voting:

10. Name of the proxy holder:

 

11. Number of voting rights proxy holder will cease to hold:

 

12. Date on which proxy holder will cease to hold voting rights:

 

13. Additional information:

 

14. Contact name:

 Patrick Bowes

15. Contact telephone number:

020 7002 7440

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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