31st Aug 2021 09:08
TR-1: Standard form for notification of major holdings | ||||||
| ||||||
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) | ||||||
| ||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Ultra Electronics Holdings PLC LEI: 213800E68EATZGAJIP64 | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
Non-UK issuer |
| |||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments |
| |||||
An event changing the breakdown of voting rights |
| |||||
Other (please specify): |
| |||||
3. Details of person subject to the notification obligation | ||||||
Name | JPMorgan Chase & Co | |||||
City and country of registered office (if applicable) | United States of America | |||||
4. Full name of shareholder(s) (if different from 3) | ||||||
Name | J.P. Morgan Securities Plc | |||||
City and country of registered office (if applicable) |
| |||||
5. Date on which the threshold was crossed or reached: | 25/08/2021 | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 27/08/2021 | |||||
7. Total positions of person(s) subject to the notification obligation: | ||||||
| % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B.1 + 8.B.2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | ||
Resulting situation on the date on which threshold was crossed or reached | 4.377624% | 2.261692% | 6.639316% | 4,736,214 | ||
Position of previous notification (if applicable) | n/a | n/a | n/a |
| ||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached: | ||||||
A: Voting rights attached to shares | ||||||
Class/type of shares ISIN code (if possible) | Number of voting rights | % of voting rights | ||||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | |||
GB0009123323 Common Stock |
| 3,122,798 |
| 4.377624% | ||
SUBTOTAL 8.A | 3,122,798 | 4.377624% | ||||
| ||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | ||||||
Type of financial instrument | Expiration date | Exercise/ Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights | ||
|
|
|
|
| ||
|
| SUBTOTAL 8.B.1 |
|
| ||
| ||||||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | ||||||
Type of financial instrument | Expiration date | Exercise/ Conversion Period | Physical or cash settlement | Number of voting rights | % of voting rights | |
Cash-settled Equity Swap | 27/09/2021 | 27/09/2021 | Cash | 512000 | 0.717736 | |
Cash-settled Equity Swap | 22/10/2021 | 22/10/2021 | Cash | 300000 | 0.420548 | |
Cash-settled Equity Swap | 03/12/2021 | 03/12/2021 | Cash | 473000 | 0.663065 | |
Cash-settled Equity Swap | 27/05/2022 | 27/05/2022 | Cash | 216500 | 0.303495 | |
Cash-settled Equity Swap | 01/06/2022 | 01/06/2022 | Cash | 12902 | 0.018081 | |
Cash-settled Equity Swap | 29/07/2022 | 29/07/2022 | Cash | 10 | 0.000014 | |
Cash-settled Equity Swap | 02/09/2022 | 02/09/2022 | Cash | 71391 | 0.100053 | |
Cash-settled Equity Swap | 21/09/2022 | 21/09/2022 | Cash | 18484 | 0.025908 | |
Cash-settled Equity Swap | 29/06/2028 | 29/06/2028 | Cash | 3363 | 0.004714 | |
Cash-settled Equity Swap | 30/06/2028 | 30/06/2028 | Cash | 2637 | 0.003696 | |
Cash-settled Equity Swap | 05/07/2028 | 05/07/2028 | Cash | 337 | 0.000472 | |
Cash-settled Equity Swap | 07/07/2028 | 07/07/2028 | Cash | 1915 | 0.002683 | |
Cash-settled Equity Swap | 12/07/2028 | 12/07/2028 | Cash | 382 | 0.000534 | |
Cash-settled Equity Swap | 13/07/2028 | 13/07/2028 | Cash | 495 | 0.000693 | |
|
|
| SUBTOTAL 8.B.2 | 1613416 | 2.261692% | |
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||||||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer. |
| |||||||||
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) | X | |||||||||
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
| |||||
| JPMorgan Chase & Co. | J.P. Morgan Securities Plc | 4.377624 | 2.261692 | 6.639316 |
| ||||
|
| |||||||||
|
| |||||||||
10. In case of proxy voting, please identify: | ||||||||||
Name of the proxy holder | N/A |
| ||||||||
The number and % of voting rights held | N/A |
| ||||||||
The date until which the voting rights will be held | N/A |
| ||||||||
|
| |||||||||
11. Additional information: |
| |||||||||
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%) |
| |||||||||
|
| |||||||||
Place of completion | London | |||||||||
Date of completion | 27th August 2021 | |||||||||
Contact name and telephone number at Ultra Electronics Holdings plc for enquiries:
Alex Dent, Deputy Company Secretary +44 (0)208 813 4321
Related Shares:
ULE.L