27th Nov 2008 16:26
TR-1(i): Notification of major interests in shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached (ii):
TULLETT PREBON PLC
2. Reason for the notification (please state Yes/No): ( )
An acquisition or disposal of voting rights (Yes)
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached ( )
An event changing the breakdown of voting rights ( )
Other (please specify): Decrease in issued share capital/Transitional Provisions (Yes)
3. Full name of person(s) subject to the notification obligation (iii):
OppenheimerFunds, Inc. (OFI)
4. Full name of shareholder(s) (if different from 3.) (iv):
5. Date of the transaction and date on which the threshold is crossed or
reached (v): 25/11/2008
6. Date on which issuer notified: 26/11/2008
7. Threshold(s) that is/are crossed or reached:
4% (OFI 4.04%)
8. Notified details: Tullett Prebon plc, Cable House, 54-62 New Broad Street, London EC2M 1ST, United Kingdom. www.tullib.com
A: Voting rights attached to shares
Class/type of shares
if possible using the ISIN CODE Situation previous to the Triggering transaction (vi)
Number of Shares Number of Voting Rights(viii)GB00B1H0DZ51 6,510,947 6,510,947Class/type of shares
if possible using the ISIN CODE Resulting situation after the triggering transaction(vii)
Number of Number of voting rights % of voting r Shares (ix) ights Direct Direct (x) Indirect Direct Indirect (xi) GB00B1H0DZ51 8,691,628 8,691,628 4.04% B: Financial Instruments Resulting situation after the triggering transaction (xii) Type of Expiration Exercise/ Number of voting % of voting financial date Conversion Period/ rights that may be rights instrument (xiii) Date (xiv) acquired if the instrument is exercised/ converted. Total (A+B) Number of voting rights % of voting rights 8,691,628 4.04%
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable (xv):
As of 11/25/08, OFI held 4.04% of Tullett Prebon PLC (Issuer) based on 8,691,628 shares held and outstanding shares of 215,313,584.
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
14. Contact name: Rosemary Baker, Massachusetts Mutual Life Insurance Company
15. Contact telephone number: 00 1 413 744 8258
vendorRelated Shares:
TP ICAP