16th Jun 2009 11:38
Mondi Limited
(Incorporated in the Republic of South Africa)
(Registration number: 1967/013038/06)
JSE share code: MND ISIN: ZAE000097051
Mondi plc
(Incorporated in England and Wales)
(Registration number: 6209386)
JSE share code: MNP ISIN: GB00B1CRLC47
LSE share code: MNDI
Notification of Major Interests in Shares
As part of the dual listed company structure, Mondi Limited and Mondi plc notify both the JSE Limited and the London Stock Exchange of matters required to be disclosed under the JSE Listings Requirements and/or the Disclosure and Transparency Rules of the United Kingdom Listing Authority.
1. Identity of the issuer or the underlying issuer of existing shares to which
voting rights are attached:
Mondi plc
2. Reason for notification (yes/no)
Acquisition or disposal of voting rights
3. Full name of person(s) subject to the notification obligation:
NWQ Holdings, LLCNuveen Investments, IncWindy City Investments, Inc
Windy City Investments Holdings, LLC
MDCP Holdco (Windy), LLC
Madison Dearborn Capital Partners V-A, L.P.
Madison Dearborn Capital Partners V-C, L.P.
Madison Dearborn Capital Partners V Executive-A, L.P.
Madison Dearborn Partners V-A&C, L.P.
4. Full name of shareholder(s) (if different from 3.):
5. Date of the transaction (and date on which the threshold is crossed or
reached if different):
10 June 2009
6. Date on which issuer notified:
15 June 2009
7. Threshold(s) that is/are crossed or reached:
3% 8. Notified details:
A: Voting rights attached to shares
Class/type of Situation previous Resulting situation after the triggering shares if to the triggering transaction possible using transaction the ISIN Code No. of No. of No. of No. of voting % Voting shares voting shares rights rights rights Indirect Indirect GB00B1CRLC47 N/A N/A 15,414,174 15,414,174 4.20%
B: Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ Number of voting % of voting financial date Conversion Period/ rights that may be rights instrument Date acquired if the instrument is exercised/ converted. Total (A+B)Number of voting rights % of voting rights 15,414,174 4.20%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
The voting rights are held by Tradewinds Global Investors, LLC which is controlled by NWQ Holdings, LLC, which is in turn controlled by Nuveen Investments, Inc, which is in turn controlled by Windy City Investments, Inc., which is in turn controlled by Windy City Investments Holdings, L.L.C., which is in turn controlled by MDCP Holdco (Windy), LLC, which is in turn controlled by Madison Dearborn Partners V-A&C, L.P. through its management of various private equity funds: Madison Dearborn Capital Partners V-A, L.P., Madison Dearborn Capital Partners V-C, L.P., and Madison Dearborn Capital Partners V Executive-A, L.P.
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting rights:
N/A13. Additional information: 14. Contact name: Jenny Peterkin
15. Contact telephone number:
01932 826368
vendorRelated Shares:
Mondi