2nd Jun 2021 14:21
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0007973794
Issuer Name
SERCO GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities Plc | ||
JPMorgan Chase Bank, N.A. |
5. Date on which the threshold was crossed or reached
27-May-2021
6. Date on which Issuer notified
01-Jun-2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 2.248707 | 3.090327 | 5.339034 | 64340202 |
Position of previous notification (if applicable) | 2.355109 | 2.990522 | 5.345631 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB0007973794 | 27098958 | 2.248707 | ||
Sub Total 8.A | 27098958 | 2.248707% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Sub Total 8.B1 | ||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 23/06/2021 | 23/06/2021 | Cash | 9464384 | 0.785367 |
Cash-settled Equity Swap | 28/06/2021 | 28/06/2021 | Cash | 5615000 | 0.465940 |
Cash-settled Equity Swap | 12/07/2021 | 12/07/2021 | Cash | 1782000 | 0.147873 |
Cash-settled Equity Swap | 30/07/2021 | 30/07/2021 | Cash | 9000000 | 0.746832 |
Cash-settled Equity Swap | 02/08/2021 | 02/08/2021 | Cash | 3 | 0.000000 |
Cash-settled Equity Swap | 25/08/2021 | 25/08/2021 | Cash | 1374000 | 0.114016 |
Cash-settled Equity Swap | 14/09/2021 | 14/09/2021 | Cash | 3775975 | 0.313335 |
Cash-settled Equity Swap | 03/11/2021 | 03/11/2021 | Cash | 3839000 | 0.318565 |
Cash-settled Equity Swap | 02/12/2021 | 02/12/2021 | Cash | 48345 | 0.004012 |
Cash-settled Equity Swap | 05/01/2022 | 05/01/2022 | Cash | 2610 | 0.000217 |
Cash-settled Equity Swap | 02/02/2022 | 02/02/2022 | Cash | 7930 | 0.000658 |
Cash-settled Equity Swap | 28/02/2022 | 28/02/2022 | Cash | 33439 | 0.002775 |
Cash-settled Equity Swap | 27/04/2022 | 27/04/2022 | Cash | 182700 | 0.015161 |
Cash-settled Equity Swap | 29/04/2022 | 29/04/2022 | Cash | 1645012 | 0.136505 |
Cash-settled Equity Swap | 27/05/2022 | 27/05/2022 | Cash | 257734 | 0.021387 |
Cash-settled Equity Swap | 06/06/2022 | 06/06/2022 | Cash | 123628 | 0.010259 |
Cash-settled Equity Swap | 29/06/2022 | 29/06/2022 | Cash | 5749 | 0.000477 |
Cash-settled Equity Swap | 04/07/2022 | 04/07/2022 | Cash | 6462 | 0.000536 |
Cash-settled Equity Swap | 19/07/2022 | 19/07/2022 | Cash | 19900 | 0.001651 |
Cash-settled Equity Swap | 21/11/2022 | 21/11/2022 | Cash | 27339 | 0.002269 |
Cash-settled Equity Swap | 28/11/2022 | 28/11/2022 | Cash | 1821 | 0.000151 |
Cash-settled Equity Swap | 04/05/2026 | 04/05/2026 | Cash | 28213 | 0.002341 |
Sub Total 8.B2 | 37241244 | 3.090327% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 2.248704 | 3.090327 | 5.339031 |
JPMorgan Chase & Co. | JPMorgan Chase Bank, National Association | 0.000000 |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)
12. Date of Completion
02-Jun-2021
13. Place Of Completion
London
Related Shares:
Serco