1st Dec 2016 17:43
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | CMC Markets plc | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | X | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii | The Goldman Sachs Group, Inc. | |||
4. Full name of shareholder(s) (if different from 3.):iv | Goldman Sachs International | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 29 November 2016 | |||
6. Date on which issuer notified: | 01 December 2016 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | Above 5% | |||
8. Notified details: | |||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||
GB00B14SKR37 | 1,040,918 | 0.3615% | 0 | 0.0000% | |||||||||||
B: Qualifying Financial Instruments | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||
Stock Loan (Physical) | Open | 14,499,840 | 5.0360% | ||||||||||||
| |||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| ||||||||||
Nominal | Delta | ||||||||||||||
Total (A+B+C) | |||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||
14,499,840 | 5.0360% | ||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
The Goldman Sachs Group, Inc.; 14,499,840 shares; 5.0360%
Goldman Sachs (UK) L.L.C. (Controlled by The Goldman Sachs Group, Inc.) ; 14,499,840 shares; 5.0360% Goldman Sachs Group UK Limited (Controlled by Goldman Sachs (UK) L.L.C.) ; 14,499,840 shares; 5.0360% Goldman Sachs International (Controlled by Goldman Sachs Group UK Limited) ; 14,499,840 shares; 5.0360%
| ||
Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will cease to hold: | N/A | |
12. Date on which proxy holder will cease to hold voting rights: | N/A | |
13. Additional information: | Please note, total amount of voting rights have been rounded to 4 decimal places therefore there is a possibility of a rounding error. General email contact: | |
14. Contact name: | Peter Chisholm | |
15. Contact telephone number: | +44 207 051 9612 | |
Related Shares:
CMC Markets