16th Dec 2009 09:29
|
Substantial Shareholding Notification under Rule 17 AIM Rules 16 December 2009 |
TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
NEOVIA Financial Plc
2. Reason for the notification (please place an X inside the appropriate bracket/s):
An acquisition or disposal of voting rights: ( )
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: ( X )
An event changing the breakdown of voting rights: ( )
Other (please specify): ( ) Disclosure and Transparency Rules (Disclosure of Contracts for Differences) Instrument 2009
3. Full name of person(s) subject to the notification obligation:
QVT Financial LP
4. Full name of shareholder(s) (if different from 3.):
QVT Fund LP
Quintessence Fund L.P.
Deutsche Bank AG London
5. Date of the transaction (and date on which the threshold is crossed or reached if different):
2 December 2009
6. Date on which issuer notified:
4 December 2009
7. Threshold(s) that is/are crossed or reached:
12%
8. Notified details:
A: Voting rights attached to shares
|
Class/type of shares |
Situation previous to the Triggering transaction |
|
|
if possible using the ISIN CODE |
Number of shares |
Number of voting rights |
|
GB0034264548 |
3,337,472 |
3,337,472 |
Resulting situation after the triggering transaction
|
Class/type of shares |
Number of shares |
Number of voting rights |
% of voting rights |
||
|
if possible using the ISIN CODE |
Direct |
Direct |
Indirect |
Direct |
Indirect |
|
GB0034264548 |
3,337,472 |
0 |
3,337,472 |
0 |
Below 3% |
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
|
Type of financial instrument |
Expiration Date |
Exercise/Conversion Period/ Date |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
|
Type of financial instrument |
Exercise Price |
Expiration Date |
Exercise/Conversion period |
Number of voting rights instrument refers to |
% of voting rights |
|
|
Nominal |
Delta |
|||||
|
CFD |
10,576,242 |
8.82% |
||||
Total (A+B+C)
|
Number of voting rights |
% of voting rights |
|
13,913,714 |
11.6% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable :
N/A
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A.
12. Date on which proxy holder will cease to hold voting rights:
N/A
13. Additional information:
N/A
14. Contact name:
Meg Nowicki
15. Contact telephone number:
+1 (212) 705 6229
Related Shares:
Paysafe Group