15th Jan 2015 15:39
| For filings with the FCA include the annex | ||||||||||
| For filings with issuer exclude the annex | ||||||||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||||||||
| 1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | St. James's Place plc | |||||||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||||||||||
| An acquisition or disposal of voting rights | X | |||||||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||||||||
| An event changing the breakdown of voting rights | ||||||||||
| Other (please specify): | ||||||||||
| 3. Full name of person(s) subject to thenotification obligation: iii | The Capital Group Companies, Inc. | |||||||||
| 4. Full name of shareholder(s)(if different from 3.):iv | See Schedule A | |||||||||
| 5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 13 January 2015 | |||||||||
| 6. Date on which issuer notified: | 14 January 2015 | |||||||||
| 7. Threshold(s) that is/are crossed orreached: vi, vii | Above 4% | |||||||||
| 8. Notified details: | |||||||||||||||||||||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||||||
| Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||||||||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||||||||||||||||||
| Ordinary Shares (ISIN: GB0007669376) | 20,525,626 | 20,525,626 | 20,933,591 | 4.0300% | |||||||||||||||||||||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
| Type of financialinstrument | Expirationdate xiii | Exercise/ Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||||||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
| Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||||||||||||||||||
|
| Nominal | Delta | |||||||||||||||||||||||||||||||
| Total (A+B+C) | |||||||||||||||||||||||||||||||||
| Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||||||||||
| 20,933,591 | 4.0300% | ||||||||||||||||||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | |||||
| See Schedule A | |||||
| Proxy Voting: | |||||
| 10. Name of the proxy holder: | |||||
| 11. Number of voting rights proxy holder will ceaseto hold: | |||||
| 12. Date on which proxy holder will cease to holdvoting rights: | |||||
| 13. Additional information: | Notification using the Total Voting Rights figure of 519,447,391 | ||||
| 14. Contact name: | The Capital Group Companies, Inc – Christopher Aquino St. James’s Place plc – Kay Fraser | ||||
| 15. Contact telephone number: | Christopher Aquino - (213) 615-0469 Kay Fraser - +44 1285 878762 | ||||
| Note: Annex should only be submitted to the FCA not the issuer | |||
| Annex: Notification of major interests in sharesxxii | |||
| A: Identity of the persons or legal entity subject to the notification obligation | |||
| Full name (including legal form of legal entities) | The Capital Group Companies, Inc. | ||
| Contact address (registered office for legal entities) | 333 South Hope Street, 55th Floor Los Angeles, California 90071 | ||
| Phone number & email | (213) 615-0469 & | ||
| Other useful information (at least legal representative for legal persons) | |||
| B: Identity of the notifier, if applicable | |||
| Full name | Christopher Aquino | ||
| Contact address | 333 South Hope Street, 55th Floor Los Angeles, California 90071 | ||
| Phone number & email | (213) 615-0469 & | ||
| Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Fax: (213) 615-4056 | ||
| C: Additional information | |||
| For notes on how to complete form TR-1 please see the FCA website. | |||
Copyright Business Wire 2015
Related Shares:
St James's Place