7th Dec 2016 14:34
| For filings with the FCA include the annex | |||||||||||
| For filings with issuer exclude the annex | |||||||||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||
| 1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | PANMURE GORDON & CO. PLC | ||||||||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
| An acquisition or disposal of voting rights | x | ||||||||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||
| An event changing the breakdown of voting rights | |||||||||||
| Other (please specify): | |||||||||||
| 3. Full name of person(s) subject to thenotification obligation: iii | DAVID JEREMIAH BARRY | ||||||||||
| 4. Full name of shareholder(s)(if different from 3.):iv | RULEGALE NOMINEES LIMITED A/C V00009G 285,000 REDMAYNE NOMINEES LIMITED 245,000 | ||||||||||
| 5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 2nd DECEMBER 2016 | ||||||||||
| 6. Date on which issuer notified: | 6th DECEMBER 2016 | ||||||||||
| 7. Threshold(s) that is/are crossed orreached: vi, vii | 3% | ||||||||||
| 8. Notified details: | |||||||||||||||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||
| Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||||||||||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||||||||||||
| GB00B97CW509 | 255,000 | 255,000 | 530,000 | 530,000 | 0 | 3.41% | 0 | ||||||||||||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||
| Type of financialinstrument | Expirationdate xiii | Exercise/ Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||||||||||||
| N/A | |||||||||||||||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||
| Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||||||||||||
| N/A |
| Nominal | Delta | ||||||||||||||||||||||||
| Total (A+B+C) | |||||||||||||||||||||||||||
| Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||||
| 530,000 | 3.41% | ||||||||||||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | |||||
| VALUE INVESTMENTS LIMITED 3.41% | |||||
| Proxy Voting: | |||||
| 10. Name of the proxy holder: | |||||
| 11. Number of voting rights proxy holder will ceaseto hold: | |||||
| 12. Date on which proxy holder will cease to holdvoting rights: | |||||
| 13. Additional information: | |||||
| 14. Contact name: | David Barry | ||||
| 15. Contact telephone number: | 07375 404512 | ||||
View source version on businesswire.com: http://www.businesswire.com/news/home/20161207005727/en/
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