3rd Feb 2011 10:23
| For filings with the FSA include the annex | |||||||||||
| For filings with issuer exclude the annex | |||||||||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||
| 1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | St. James's Place plc | ||||||||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
| An acquisition or disposal of voting rights | X | ||||||||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||
| An event changing the breakdown of voting rights | |||||||||||
| Other (please specify): | |||||||||||
| 3. Full name of person(s) subject to thenotification obligation: iii | Prudential plc group of companies | ||||||||||
| 4. Full name of shareholder(s)(if different from 3.):iv | See section 9 | ||||||||||
| 5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 1 February 2011 | ||||||||||
| 6. Date on which issuer notified: | 2 February 2011 | ||||||||||
| 7. Threshold(s) that is/are crossed orreached: vi, vii | See section 13 | ||||||||||
| 8. Notified details: | ||||||||||||||||||||||||||||||||
| A: Voting rights attached to shares viii, ix | ||||||||||||||||||||||||||||||||
| Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||||||||||||||||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||||||||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||||||||||||||||||
| Ord 15p Shares | 17,542,409 | 17,542,409 | 17,421,205 | 17,421,205 | 3.57% | |||||||||||||||||||||||||||
| GB0007669376 | ||||||||||||||||||||||||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||||||||||||||||||
| Type of financialinstrument | Expirationdate xiii | Exercise/ Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||||||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||||||||||||||||||
| Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||||||||||||||||||
|
| Nominal | Delta | ||||||||||||||||||||||||||||||
| Total (A+B+C) | ||||||||||||||||||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||||||||||||||||||
| 17,421,205 | 3.57% | |||||||||||||||||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | |||||
| Prudential plc (parent company) The Prudential Assurance Company Limited (wholly owned subsidiary of Prudential plc) | |||||
| Proxy Voting: | |||||
| 10. Name of the proxy holder: | N/A | ||||
| 11. Number of voting rights proxy holder will ceaseto hold: | N/A | ||||
| 12. Date on which proxy holder will cease to holdvoting rights: | N/A | ||||
| 13. Additional information: | The notification stated that this disclosure now gives the position under non-exempt rules where disclosure is required from a 3% level as the exempt holdings have dropped below 5%. | ||||
| 14. Contact name: | Jayne Meacham | ||||
| 15. Contact telephone number: | 01285 878762 | ||||
| Note: Annex should only be submitted to the FSA not the issuer | |
| Annex: Notification of major interests in sharesxxii | |
| A: Identity of the persons or legal entity subject to the notification obligation | |
| Full name (including legal form of legal entities) | |
| Contact address (registered office for legal entities) | |
| Phone number & email | |
| Other useful information (at least legal representative for legal persons) | |
| B: Identity of the notifier, if applicable | |
| Full name | |
| Contact address | |
| Phone number & email | |
| Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | |
| C: Additional information | |
| For notes on how to complete form TR-1 please see the FSA website. | |
Copyright Business Wire 2011
Related Shares:
St James's Place