15th Nov 2013 11:00
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | SSE plc | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii | The Capital Group Companies, Inc. | |||
4. Full name of shareholder(s) (if different from 3.):iv | See Schedule A | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 13 November 2013 | |||
6. Date on which issuer notified: | 14 November 2013 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | Below 7% | |||
8. Notified details: | |||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||
Ordinary Shares (GB0007908733) | 67,900,458 | 67,900,458 | 67,168,118 | 6.952% | |||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| ||||||||||||
| Nominal | Delta | |||||||||||||||
Total (A+B+C) | |||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||
67,168,118 | 6.952% | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
See Schedule A | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | ||
15. Contact telephone number: | ||
Note: Annex should only be submitted to the FCA not the issuer | |
Annex: Notification of major interests in share | |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities)
| The Capital Group Companies, Inc. |
Contact address (registered office for legal entities)
| 333 South Hope Street, 55th Floor Los Angeles, California 90071 |
Phone number & email
| (213) 615-0469 & |
Other useful information (at least legal representative for legal persons)
| |
B: Identity of the notifier, if applicable | |
Full name
| Vivien Tan |
Contact address
| 333 South Hope Street, 55th Floor Los Angeles, California 90071 |
Phone number & email
| (213) 615-0469 & |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Fax: (213) 615-4056 |
C: Additional information | |
For notes on how to complete form TR-1 please see the FCA website. |
As of 13 November 2013
SSE plc
Number of Percent of
Shares Outstanding
The Capital Group Companies, Inc. ("CG") holdings 67,168,118 6.952%
Holdings bt CG Management Companies and Funds:
· Capital Research and Management Company 67,168,118 6.952%
• Capital Income Builder
Schedule A
Related Shares:
SSE