4th May 2018 17:41
04 May 2018
VinaLand Limited
Holding(s) in Company
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | VINALAND LIMITED | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii | MIO Partners, Inc., on behalf of the entities listed in item 4 | |||
4. Full name of shareholder(s) (if different from 3.):iv | Barfield Nominees Limited A/C SLI01 Barfield Nominees Limited A/C CSJ01 FBO Compass Special Situations Fund LLC Barfield Nominees Limited A/C CSC01
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5. Date of the transaction and date onwhich the threshold is crossed orreached: v | May 2, 2018 | |||
6. Date on which issuer notified: | May 3, 2018 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | 12.01% (see schedule A) | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE
KYG936361016 | Situation previousto the triggeringtransaction
| Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
*PLEASE SEE SCHEDULE A ATTACHED HERETO* |
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B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| Nominal | Delta | |||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
*PLEASE SEE SCHEDULE A ATTACHED HERETO* | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
MIO Partners, Inc. ("MIO") is:
the managing member of Compass Special Situation Fund LLC, the beneficial owner of Barfield Nominees Limited A/C CSJ01 FBO Compass Special Situations Fund LLC, which is a custody account held with Northern Trust Guernsey Limited ("NTGL");
the manager of Compass COSS Master Limited, the beneficial owner of Barfield Nominees Limited A/C CSC01, which is a custody account held with NTGL;
the manager of SSALT Fund Limited, the beneficial owner of Barfield Nominees Limited A/C SLI01, which is a custody account held with NTGL.
The general partner of Special Situations Investment Fund LP, the beneficial owner of Barfield Nominees Limited A/C GWW01
NTGL is authorized to act on behalf of the accounts when instructed to do so by MIO. | ||
Proxy Voting: | ||
10. Name of the proxy holder: | MIO Partners, Inc., on behalf of the entities first listed in item 4 | |
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | Allisande' Turton | |
15. Contact telephone number: | 1-212-461-4031 | |
SCHEDULE A
CHANGE IN SHAREHOLDINGS BY ENTITIES MANAGED BY MIO PARTNERS INC. IN
VINALAND LIMITED
Shareholder Managed | Situation Previous to the Triggering Transaction | Resulting Situation After the Triggering Transaction | |||||
No. of Shares | No. of Voting Rights | No. of Shares | No. of Voting Rights | % of Voting Rights[i] | |||
Direct | Direct | Indirect | Direct | Indirect | |||
Barfield Nominees Limited A/C CSC01 | 7,549,251 | 7,549,251 | 5,549,251 | 5,549,251 | 3.39% | ||
Barfield Nominees Limited A/C CSJ01 FBO Compass Special Situations Fund LLC | 3,925,149 | 3,925,149 | 3,925,149 | 3,925,149 | 2.39% | ||
Barfield Nominees Limited A/C GWW01 | 1,067,582 | 1,067,582 | 1,067,582 | 1,067,582 | 0.65% | ||
Barfield Nominees Limited A/C SLI01 | 11,139,553 | 11,139,553 | 9,139,553 | 9,139,553 | 5.58% | ||
TOTALS | 23,681,535 | 23,681,535 | 19,681,535 | 19,681,535 | 12.01% |
[i] Percentages calculated based on information from recent available disclosure of outstanding shares as of May 03, 2018 listed at 163,889,888 shares.
Related Shares:
VNL.L