12th Nov 2015 07:00
| For filings with the FCA include the annex | |||||
| For filings with issuer exclude the annex | |||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
| 1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | ECR Minerals Plc | ||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | X | ||||
| An acquisition or disposal of qualifying financial instruments which may result in theacquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifyingfinancial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | |||||
| 3. Full name of person(s) subject to thenotification obligation: iii | 1Yorkville Advisors Global, LLC 2 Yorkville Advisors Global, LP 3 YA Global Master SPV, Ltd. | ||||
| 4. Full name of shareholder(s)(if different from 3.):iv | Jarvis Investment Management Ltd (Registered Holder) | ||||
| 5. Date of the transaction and date onwhich the threshold is crossed orreached: v | November 10, 2015 | ||||
| 6. Date on which issuer notified: | November 10, 2015 | ||||
| 7. Threshold(s) that is/are crossed orreached: vi, vii | 4.00 % | ||||
| 8. Notified details: | ||||||||||||||||
| A: Voting rights attached to shares viii, ix | ||||||||||||||||
| Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
|
Ordinary Shares | 0 | 0 | 264,623,917 | 264,623,917 | 4.86% | |||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financialinstrument | Expirationdate xiii | Exercise/ Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||
|
| Nominal | Delta | ||||||||||||||
| Total (A+B+C) | ||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||
| 264,623,917 | 4.86% | |||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
| Yorkville Advisors Global, LLC is the general partner, and controlling person, of Yorkville Advisors Global, LP, which is the investment manager of Yorkville Global Master SPV, Ltd. | ||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | ||
| 11. Number of voting rights proxy holder will ceaseto hold: | ||
| 12. Date on which proxy holder will cease to holdvoting rights: | ||
| 13. Additional information: | ||
| 14. Contact name: | Troy Rillo | |
| 15. Contact telephone number: | 001.908.906.5127 | |
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Related Shares:
ECR Minerals